# ALLY INVEST ADVISORS INC

ALLY INVEST ADVISORS INC of CHARLOTTE, NC is an SEC-registered investment adviser.

## Registration

- CRD: 170301
- Type: SEC-registered investment adviser
- SEC file number: 801-79305
- Location: 601 S. TRYON STREET, SUITE 100, CHARLOTTE, NC, 28202
- Phone: 855-880-2559
- Latest filing: 2026-04-01
- Regulatory AUM: $1.7B
- Discretionary AUM: $1.7B
- Clients: 8
- Accounts: 79,536

## Business model

- Compensation: % of AUM
- Clients served: Individuals, High net worth

## Officers, owners & control persons (20)

| Name | Role | Location |
| --- | --- | --- |
| Martin Michael | CHIEF FINANCIAL OFFICER | Los Angeles, CA |
| Gerald Krager | CHIEF COMPLIANCE OFFICER | Southlake, TX |
| Alex Michael Martin | CHIEF FINANCIAL OFFICER | — |
| Miteshkumar D Patel | PRESIDENT | — |
| Loretta Ballard Spangard | DIRECTOR | — |
| HAGEN DANIEL JOHN | CHIEF EXECUTIVE OFFICER/PRESIDENT | — |
| DESMOND THOMAS ALBERT | CHIEF FINANCIAL OFFICER/SECRETARY; INTERIM EXECUTIVE DIRECTOR | — |
| CHIODO MICHAEL J | VICE PRESIDENT; VICE PRESIDENT OF FINANCE | — |
| DONOVAN ROBERTO ETTORE | CHIEF COMPLIANCE OFFICER | — |
| DUSSEAULT DAVID STANLEY | CHIEF COMPLIANCE OFFICER; PRESIDENT; VICE PRESIDENT | — |
| MONTANARO DONATO ANTHONY | CHAIRMAN OF THE BOARD | — |
| PATEL KARTIKEY D | INTERIM EXECUTIVE DIRECTOR; PRESIDENT | — |
| CLAXTON PHILIP ANDREW | CHIEF COMPLIANCE OFFICER | — |
| CIERO JESSICA MEI-LING BELOIN | CHIEF COMPLIANCE OFFICER | — |
| PINKSTON CRAIG WYLIE | CHIEF COMPLIANCE OFFICER | — |
| Flynn Jennifer Upchurch | EXECUTIVE DIRECTOR | — |
| Armstrong Kevin James | CHIEF COMPLIANCE OFFICER | — |
| Bell Lindsey Catherine | PRESIDENT | — |
| Krager Gerald | CHIEF COMPLIANCE OFFICER | — |
| Spangard Loretta Ballard | DIRECTOR | — |


## Disclosures (1)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2026-03-23 | regulatory | THE SEC FOUND THAT THE FIRM FAILED TO: (1) FULLY AND FAIRLY DISCLOSE MATERIAL FACTS, INCLUDING ITS CONFLICT OF INTEREST, CONCERNING ITS SELECTION OF A THIRTY PERCENT CASH ALLOCATION FOR ITS NO-ADVISORY-FEE CASH-ENHANCED "ROBO-ADVISOR" ACCOUNTS; AND (2) ACCURATELY DISCLOSE THE APPLICATION OF ITS STAT… | Final | $500K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/170301/brochure
- Similar advisers: https://search.stillhousedata.com/firm/170301/similar
- Related entities: https://search.stillhousedata.com/firm/170301/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/170301

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.