# MYSTIC ASSET MANAGEMENT, INC.

MYSTIC ASSET MANAGEMENT, INC. of WARWICK, RI is an SEC-registered investment adviser.

## Registration

- CRD: 170361
- Type: SEC-registered investment adviser
- SEC file number: 801-79418
- Location: 1287 POST ROAD, WARWICK, RI, 02888
- Phone: 860-495-3300
- Latest filing: 2026-03-02
- Regulatory AUM: $614.6M
- Discretionary AUM: $603.7M
- Non-discretionary AUM: $10.9M
- Clients: 3
- Accounts: 371

## Business model

- Compensation: % of AUM, Hourly, Fixed, Commissions
- Clients served: Individuals, High net worth, Pooled vehicles, Charities, Other

## Officers, owners & control persons (4)

| Name | Role | Location |
| --- | --- | --- |
| David William Allaire | VICE PRESIDENT & CFO | — |
| Sotirios Mike Pappas | PRESIDENT, CEO & CCO | Warwick, RI |
| ALLAIRE DAVID WILLIAM | VICE PRESIDENT; VICE PRESIDENT & CFO | — |
| PAPPAS SOTIRIOS MIKE | PRESIDENT & CCO; PRESIDENT, CEO & CCO | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/170361/brochure
- Similar advisers: https://search.stillhousedata.com/firm/170361/similar
- Related entities: https://search.stillhousedata.com/firm/170361/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/170361

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.