# EXCEED ADVISORY LLC

EXCEED ADVISORY LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 170403
- Type: SEC-registered investment adviser
- SEC file number: 801-79958
- Location: 79 MADISON AVE., 3RD FLOOR, NEW YORK, NY, 10016
- Phone: 646-580-7046
- Latest filing: 2026-02-19
- Regulatory AUM: $119.2M
- Discretionary AUM: $119.2M
- Clients: 3
- Accounts: 92

## Business model

- Compensation: % of AUM, Fixed
- Clients served: High net worth, Pooled vehicles

## Officers, owners & control persons (4)

| Name | Role | Location |
| --- | --- | --- |
| Joseph Halpern | MANAGER & CCO; OWNER | New York, NY |
| SOLOMON HOWARD | CHIEF FINANCIAL OFFICER; CHIEF OPERATING OFFICER | — |
| HALPERN JOSEPH | CHIEF COMPLIANCE OFFICER; MANAGER; MANAGER & CCO (+1 more) | — |
| POWELL MARGARET | CHIEF COMPLIANCE OFFICER | — |


## Branch offices (2)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| — | — | 1 | 502.609.9306 |
| — | — | 1 | 502.609.9306 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/170403/brochure
- Similar advisers: https://search.stillhousedata.com/firm/170403/similar
- Related entities: https://search.stillhousedata.com/firm/170403/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/170403

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.