# SOUTHPEAK INVESTMENT MANAGEMENT LLC

SOUTHPEAK INVESTMENT MANAGEMENT LLC of STAMFORD, CT is an SEC-registered investment adviser.

## Registration

- CRD: 170684
- Type: SEC-registered investment adviser
- SEC file number: 801-79563
- Location: 300 FIRST STAMFORD PLACE, SUITE 403, STAMFORD, CT, 06902-6740
- Phone: (203) 204-3584
- Latest filing: 2019-03-25
- Regulatory AUM: $1.3B
- Discretionary AUM: $1.3B
- Clients: 4
- Accounts: 3

## Officers, owners & control persons (4)

| Name | Role | Location |
| --- | --- | --- |
| [ROBERTS RICHARD JAMES](https://search.stillhousedata.com/person/816884) | HEAD OF PORTFOLIO CONSTRUCTION; PORTFOLIO MANAGER AND HEAD OF RESEARCH | — |
| [SODERBERG JENS MATTIAS](https://search.stillhousedata.com/person/831796) | CEO, CHIEF INVESTMENT OFFICER; CEO, PORTFOLIO MANAGER AND HEAD OF DEALING | — |
| [ATKINSON SIEW LUAN](https://search.stillhousedata.com/person/831797) | COO, CFO, CCO | — |
| [SAMPSON PAUL](https://search.stillhousedata.com/person/831798) | INDEPENDENT MANAGER OF THE BOARD OF MANAGERS OF THE APPLICANT | — |


## Private funds (2)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| REAL DIVERSIFICATION FUND (8-16% VOL) | Hedge Fund | — | 24 | $1.3B | $705K |
| HIGH CONVICTION OPPORTUNITIES FUND | Hedge Fund | — | 1 | $35.3M | $705K |


## Fund service providers (1)

- administrator: CUSTOM HOUSE FUND SERVICES (AUSTRALIA) PTY LIMITED — 2 funds

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/170684/brochure
- Similar advisers: https://search.stillhousedata.com/firm/170684/similar
- Related entities: https://search.stillhousedata.com/firm/170684/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/170684

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.