# UMB FINANCIAL SERVICES, INC.

UMB FINANCIAL SERVICES, INC. of KANSAS CITY, MO is an SEC-registered investment adviser.

## Registration

- CRD: 17073
- Type: SEC-registered investment adviser
- SEC file number: 801-62967
- Location: 928 GRAND BLVD, 4TH FLOOR, KANSAS CITY, MO, 64106
- Phone: 816-842-2222
- Latest filing: 2026-04-14
- Regulatory AUM: $5.0M
- Non-discretionary AUM: $5.0M
- Clients: 55
- Accounts: 1

## Business model

- Compensation: % of AUM
- Clients served: Individuals, High net worth, Pooled vehicles

## Officers, owners & control persons (59)

_Showing 25 of 59 people._

| Name | Role | Location |
| --- | --- | --- |
| Maxwell S Thomas | CAO, SVP; CHIEF ADMINISTRATIVE OFFICER; CHIEF ADMINISTRATIVE OFFICER, SVP (+2 more) | Gilbert, AZ |
| Jeffrey Thomas Maxwell | CAO, SVP | — |
| Angela Gaye Gates | FINOP / PRESIDENT / DIRECTOR / PFO / POO / TREASURER | — |
| Phillip James Mason | DIRECTOR | — |
| Christopher Sheldon Long | CHIEF COMPLIANCE OFFICER | — |
| Thomas Harold Massey | DIRECTOR | — |
| Benjamin Joseph Skilling | DIRECTOR | — |
| Phillip Michael Klevorn | DIRECTOR | — |
| James Matthew Stephens | SECRETARY | — |
| John Charles Pauls | ASSISTANT SECRETARY | — |
| Jimmy Ray Jr Turner | DIRECTOR | — |
| KEMPER RUFUS CROSBY | STOCKHOLDER | — |
| GRAVES SARAH ANN | MUNICIPAL PRINCIPAL | — |
| SANGSTER JAMES ALLAN | DIRECTOR | — |
| FARRELL RICKIE CLIFFORD | SVP  -  FINOP; SVP / FINOP / DIRECTOR | — |
| HARDING BRADLEY LEON | SROP / CROP | — |
| BENDER TROY WAYNE | DIRECTOR | — |
| DESILVA PETER JAMES | DIRECTOR | — |
| TROUT GIL LEON | DIRECTOR | — |
| RINE JAMES DENNISON | DIRECTOR | — |
| TREECE CHRISTOPHER GERALD | ASSISTANT TREASURER; TREASURER | — |
| CLARK CATHERINE MARIAN | CHIEF COMPLIANCE OFFICE; CHIEF COMPLIANCE OFFICER | — |
| BASLER DEANNA LOUISE | PRESIDENT | — |
| KITTS STEPHEN MICHAEL | DIRECTOR | — |
| ELLIS MICHAEL | EVP / DIRECTOR; PRESIDENT / DIRECTOR | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/17073/brochure
- Similar advisers: https://search.stillhousedata.com/firm/17073/similar
- Related entities: https://search.stillhousedata.com/firm/17073/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/17073

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.