# OT FINANCIAL, LLC

OT FINANCIAL, LLC of TROY, OH is an SEC-registered investment adviser.

## Registration

- CRD: 170738
- Type: SEC-registered investment adviser
- SEC file number: 801-121769
- Location: 220 WEST MAIN STREET, TROY, OH, 45373
- Phone: 937-875-2550
- Latest filing: 2026-03-16
- Regulatory AUM: $169.8M
- Discretionary AUM: $169.8M
- Clients: 2
- Accounts: 240

## Business model

- Compensation: % of AUM, Fixed, Other
- Clients served: High net worth, Charities

## Officers, owners & control persons (2)

| Name | Role | Location |
| --- | --- | --- |
| Thomas Joseph Kleptz | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | — |
| KLEPTZ THOMAS JOSEPH | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/170738/brochure
- Similar advisers: https://search.stillhousedata.com/firm/170738/similar
- Related entities: https://search.stillhousedata.com/firm/170738/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/170738

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.