# SHERMAN ASSET MANAGEMENT, INC.

SHERMAN ASSET MANAGEMENT, INC. of VENTURA, CA is an SEC-registered investment adviser.

## Registration

- CRD: 170861
- Type: SEC-registered investment adviser
- SEC file number: 801-129640
- Location: 1500 PALMA DR., SUITE 133, VENTURA, CA, 93003
- Phone: 805-530-5963
- Latest filing: 2026-06-16
- Regulatory AUM: $140.8M
- Discretionary AUM: $140.8M
- Clients: 1
- Accounts: 151

## Business model

- Compensation: % of AUM, Fixed, Performance
- Clients served: Individuals, High net worth, Investment cos

## Officers, owners & control persons (2)

| Name | Role | Location |
| --- | --- | --- |
| Roy Douglas Sherman | CEO AND CCO | Ventura, CA |
| SHERMAN MARK DOUGLAS | CEO AND CCO | — |


## Private funds (1)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| SIGNAL 7 TACTICAL SENTIMENT FUND LP | Hedge Fund | Delaware | 4 | $4.9M | $250K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/170861/brochure
- Similar advisers: https://search.stillhousedata.com/firm/170861/similar
- Related entities: https://search.stillhousedata.com/firm/170861/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/170861

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.