# ROBERT FLEMING INC.

ROBERT FLEMING INC. of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 1711
- Type: SEC-registered investment adviser
- SEC file number: 801-26297
- Location: 522 FIFTH AVENUE, NEW YORK, NY, 10036
- Phone: 212-837-1400
- Latest filing: 2003-08-20
- Regulatory AUM: $576.4M
- Discretionary AUM: $576.4M
- Clients: 11
- Accounts: 942

## Officers, owners & control persons (27)

_Showing 25 of 27 people._

| Name | Role | Location |
| --- | --- | --- |
| Levy Aaron | CHAIRMAN | Austin, TX |
| SMITH TAFT JAMES | MD/CHIEF COMPLIANCE OFFICER | CHICAGO, IL |
| SPENCER SCOTT ANDREW | CHIEF INVESTMENT OFFICER OF US RETAIL BUSINESS/MANAGING DIRECTOR | — |
| KASS DENNIS MILES | DIRECTOR/MANAGING DIRECTOR | — |
| UNREIN LAWRENCE MARK | DIRECTOR; DIRECTOR/MANAGING DIRECTOR | — |
| GUERNSEY EVE | PRESIDENT/DIRECTOR/MANAGING DIRECTOR | — |
| SCIBETTA PAUL LOUIS | CHIEF FIDUCIARY OFFICER/MANAGING DIRECTOR; CHIEF FIDUCIARY OFFICER/MANAGING DIRECTOR/HEAD OF LEGAL FOR ASSET MANAGEMENT IN THE AMERICAS | — |
| GUERNSEY EVELYN VICTORIA EXLEY | PRESIDENT/DIRECTOR/MANAGING DIRECTOR | — |
| GATCH GEORGE CROSBY WHITE | DIRECTOR/MANAGING DIRECTOR | — |
| BERNSTEIN SETH PERRY | GLOBAL HEAD OF FIXED INCOME/MANAGING DIRECTOR | — |
| PORTER MARTIN ROY | GLOBAL HEAD OF EQUITIES/CIO; GLOBAL HEAD OF EQUITIES/CIO/MANAGING DIRECTOR | — |
| TRONGONE JEFF | CHIEF FINANCIAL OFFICER | — |
| FORERO PABLO | DEPUTY GLOBAL HEAD OF EQUITIES/MANAGING DIRECTOR | — |
| KIMMEL LARRY ALAN | PRESIDENT | — |
| ROBERTS ANTHONY MARK LESLIE | HEAD OF LEGAL/MANAGING DIRECTOR | — |
| DEWHURST RONALD RICHARD | PRESIDENT/DIRECTOR | — |
| MOORE GINA MARIE M | CHIEF FINANCIAL OFFICER/VICE PRESIDENT | — |
| COOK PATRICIA LUREL | CHIEF INVESTMENT OFFICER OF GLOBAL FIXED INCOME/MANAGING DIRECTOR | — |
| JONES CHRISTOPHER MARK | DIRECTOR | — |
| SIMON JONATHAN KENDREW | DIRECTOR; HEAD OF US EQUITY/MANAGING DIRECTOR | — |
| CANET EDUARDO | DIRECTOR | — |
| BRIDGE CHARLES ROBERT | DIRECTOR | — |
| KINNEAR ROY | TREASURER/MANAGING DIRECTOR | — |
| WEILL VERONIQUE | DIRECTOR | — |
| GATCH GEORGE CW | DIRECTOR/MANAGING DIRECTOR | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/1711/brochure
- Similar advisers: https://search.stillhousedata.com/firm/1711/similar
- Related entities: https://search.stillhousedata.com/firm/1711/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/1711

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.