# BERENBERG ASSET MANAGEMENT LLC

BERENBERG ASSET MANAGEMENT LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 171274
- Type: SEC-registered investment adviser
- SEC file number: 801-79887
- Location: 1251 6TH AVE, 53RD FLOOR, NEW YORK, NY, 10020
- Phone: 646-949-9000
- Latest filing: 2026-07-17
- Regulatory AUM: $34.8M
- Discretionary AUM: $34.8M
- Clients: 30
- Accounts: 1

## Business model

- Compensation: % of AUM
- Clients served: Pooled vehicles, Pensions

## Officers, owners & control persons (33)

_Showing 25 of 33 people._

| Name | Role | Location |
| --- | --- | --- |
| Hendrik Riehmer | MANAGING PARTNER | — |
| Lars Schwartau | DIRECTOR | — |
| Zachary Dalton Brantly | DIRECTOR; DIRECTOR/CHIEF EXECUTIVE OFFICER | — |
| Aaron Christian Kuhn | MANAGING PARTNER | — |
| David Anthony Francis Mortlock | MANAGING PARTNER | — |
| Jens Willershausen | CHIEF COMPLIANCE OFFICER | — |
| Gregory Shamalov | CHIEF EXECUTIVE OFFICER | — |
| FEENEY DONALD GERARD | DIRECTOR, CHIEF EXECUTIVE OFFICER | — |
| NICHOLS CHARLES | DIRECTOR | — |
| KLOPFENSTEIN GARY CARLTON | DIRECTOR; DIRECTOR, CHIEF FINANCIAL OFFICER; DIRECTOR, CHIEF FINANCIAL OFFICER, CHIEF EXECUTIVE OFFICER | — |
| STEMP MATTHEW THOMAS | DIRECTOR | — |
| GEBHARDT HENNING | DIRECTOR | — |
| SIRAGUSANO TINDARO | DIRECTOR | — |
| BRODTMANN ANDREAS | GENERAL PARTNER | — |
| RIEHMER HENDRIK | GENERAL PARTNER; MANAGING PARTNER | — |
| PETERS HANS-WALTER | GENERAL PARTNER | — |
| PELAEZ-MCGINLEY MONICA | CCO | — |
| HO EDWARD | CHIEF EXECUTIVE OFFICER | — |
| HOLDER ANDREW JOHN | DIRECTOR | — |
| RYVKIN ELIZABETH VICTORIA | CHIEF COMPLIANCE OFFICER | — |
| CALDERON NAJERA NAYRA | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER & HEAD OF LEGAL | — |
| Renndorfer Daniel | CHIEF COMPLIANCE OFFICER | — |
| Knocinski Martin | CHIEF OPERATING OFFICER | — |
| SCHWARTAU LARS | DIRECTOR | — |
| MORTLOCK DAVID ANTHONY FRANCIS | CHAIRMAN OF THE BOARD; MANAGING PARTNER | — |


## Disclosures (1)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2026-06-19 | regulatory | ON JUNE 19, 2026, THE GERMAN FEDERAL FINANCIAL SUPERVISORY AUTHORITY (BUNDESANSTALT FUR FINANZDIENSTLEISTUNGSAUFSICHT - "BAFIN") ISSUED AN ORDER SUSPENDING THE POWERS OF THE THREE MEMBERS OF THE MANAGEMENT BOARD OF JOH. BERENBERG, GOSSLER & CO. KG ("BERENBERG"), THE ULTIMATE PRINCIPAL OWNER OF BAM.… | Pending | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/171274/brochure
- Similar advisers: https://search.stillhousedata.com/firm/171274/similar
- Related entities: https://search.stillhousedata.com/firm/171274/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/171274

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.