# UPTOWN FINANCIAL ADVISORS LLC

UPTOWN FINANCIAL ADVISORS LLC of DALLAS, TX is an SEC-registered investment adviser.

## Registration

- CRD: 171401
- Type: SEC-registered investment adviser
- SEC file number: 801-132876
- Location: 2911 TURTLE CREEK BLVD, SUITE 1100, DALLAS, TX, 75219
- Phone: 214-628-9508
- Latest filing: 2026-03-06
- Regulatory AUM: $153.8M
- Discretionary AUM: $153.8M
- Clients: 2
- Accounts: 250

## Business model

- Compensation: % of AUM
- Clients served: Individuals, High net worth, Pooled vehicles

## Officers, owners & control persons (2)

| Name | Role | Location |
| --- | --- | --- |
| Christopher James Carrie | TREASURER AND MANAGING MEMBER | — |
| James Kemp Sawers | PRESIDENT, CHIEF COMPLIANCE OFFICER, MANAGING MEMBER, DESIGNATED OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/171401/brochure
- Similar advisers: https://search.stillhousedata.com/firm/171401/similar
- Related entities: https://search.stillhousedata.com/firm/171401/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/171401

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.