# ENVESTNET RETIREMENT SOLUTIONS, LLC

ENVESTNET RETIREMENT SOLUTIONS, LLC of BERWYN, PA is an SEC-registered investment adviser.

## Registration

- CRD: 171570
- Type: SEC-registered investment adviser
- SEC file number: 801-79855
- Location: 1000 CHESTERBROOK BOULEVARD , SUITE 250, BERWYN, PA, 19312
- Phone: 1-866-318-4015
- Latest filing: 2026-06-30
- Regulatory AUM: $16.3B
- Discretionary AUM: $16.3B
- Clients: 24
- Accounts: 4,876

## Business model

- Compensation: % of AUM, Fixed
- Clients served: High net worth, Pooled vehicles, Pensions, Charities, Investment cos, Other

## Officers, owners & control persons (29)

_Showing 25 of 29 people._

| Name | Role | Location |
| --- | --- | --- |
| John Hofmann | CHIEF FINANCIAL OFFICER | Watertown, MA |
| Brandon Rockwell Thomas | CO-CIO | — |
| Shelly S O'Brien | CHIEF LEGAL OFFICER/GENERAL COUNSEL/SECRETARY; CORPORATE SECRETARY | — |
| Dana Marie D'Auria | CO-CHIEF INVESTMENT OFFICER | — |
| Christopher Russell Todd | CHIEF EXECUTIVE OFFICER | — |
| Kathryn Michele Evans | CHIEF OPERATIONS OFFICER | — |
| Debra Jane Devoe | CHIEF COMPLIANCE OFFICER; SVP/CHIEF COMPLIANCE OFFICER/ MANAGING DIRECTOR | — |
| Erik Robert Preus | PRESIDENT | — |
| Denise Marie Diana | PRINCIPAL DIRECTOR | — |
| Joshua B Warren | CHIEF FINANCIAL OFFICER | — |
| Thomas Michael Sipp | EVP, ENVESTNET BUSINESS LINES | — |
| SIPP THOMAS MICHAEL | EVP, ENVESTNET BUSINESS LINES | — |
| FOX JAMES LAWRENCE | INTERIM CHIEF EXECUTIVE OFFICER | — |
| DARRIGO PETER H | CHIEF FINANCIAL OFFICER | — |
| THOMAS BRANDON ROCKWELL | CO-CIO; CO-CIO/MANAGING DIRECTOR | — |
| CRAGER WILLIAM C | CEO | — |
| MAYER STEPHEN DAVID | CHIEF OPERATING OFFICER | — |
| O'BRIEN SHELLY S | CHIEF LEGAL OFFICER/GENERAL COUNSEL/SECRETARY | — |
| PREUS ERIK ROBERT | PRESIDENT | — |
| BERNSTEIN JEFFREY J | CHIEF INVESTMENT STRATEGIST | — |
| DEVOE DEBRA JANE | CCO; CHIEF COMPLIANCE OFFICER; SVP/CHIEF COMPLIANCE OFFICER/ MANAGING DIRECTOR | — |
| WALLACE MATTHEW BRADLEY | CHIEF COMPLIANCE OFFICER | — |
| SIVADASAN BABU | GROUP PRESIDENT | — |
| PATRICK JAMES KNOX | PRESIDENT | — |
| D'AURIA DANA MARIE | CO-CHIEF INVESTMENT OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/171570/brochure
- Similar advisers: https://search.stillhousedata.com/firm/171570/similar
- Related entities: https://search.stillhousedata.com/firm/171570/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/171570

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.