# COMPOUND PLANNING, INC.

COMPOUND PLANNING, INC. of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 171787
- Type: SEC-registered investment adviser
- SEC file number: 801-126007
- Location: 115 BROADWAY, 5TH FLOOR, NEW YORK, NY, 10006
- Phone: 888-533-9364
- Latest filing: 2026-07-06
- Regulatory AUM: $4.8B
- Discretionary AUM: $4.8B
- Clients: 119
- Accounts: 8,708

## Business model

- Compensation: % of AUM, Fixed, Other
- Clients served: Individuals, High net worth, Pooled vehicles, Charities, Corporations

## Officers, owners & control persons (13)

| Name | Role | Location |
| --- | --- | --- |
| Jeffrey Andrew Smith | CHIEF COMPLIANCE OFFICER | Humacao, PR |
| Christian Gwilym Benedict Haigh | CHIEF EXECUTIVE OFFICER AND OWNER; CO-CHIEF EXECUTIVE OFFICER AND DIRECTOR; CO-CHIEF EXECUTIVE OFFICER , DIRECTOR & MEMBER OF THE BOARD (+3 more) | — |
| Alexander Mehdi Farman-Farmaian | CEO; CEO/CHIEF COMPLIANCE OFFICER; CHIEF EXECUTIVE OFFICER / DIRECTOR (+2 more) | — |
| Courtney Lynne Holt | CHIEF COMPLIANCE OFFICER | — |
| SMITH CLARENCE ANDREW | CCO; CHIEF COMPLIANCE OFFICER | — |
| HAIGH CHRISTIAN GWILYM BENEDICT | CEO; CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER AND OWNER | — |
| WHISSEN DARREN GILBERT | CCO; PRESIDENT/CCO | — |
| Krambs Gabriel | CTO | — |
| Brent Myers | HEAD OF OPERATIONS | — |
| Jessica Lynn Faaborg | CHIEF COMPLIANCE OFFICER | — |
| Joseph Theodore Silva | HEAD OF FINANCE | — |
| Gabriel Martin Krambs | DIRECTOR | — |
| Akinbowale Olumide Adekeye | GENERAL COUNSEL; GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER | — |


## Disclosures (28)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2024-03-12 | civil | COMPOUND AND ITS RECRUITS CONSPIRED TO MISAPPROPRIATE TRADE SECRETS, PROTECTED CLIENT INFORMATION, AND UTILIZED THE INFORMATION TO SOLICIT THE CLIENTS TO JOIN THE ADVISORS AT COMPOUND. | Pending | — |
| 2024-03-12 | civil | COMPOUND AND ITS RECRUITS CONSPIRED TO MISAPPROPRIATE TRADE SECRETS, PROTECTED CLIENT INFORMATION, AND UTILIZED THE INFORMATION TO SOLICIT THE CLIENTS TO JOIN THE ADVISORS AT COMPOUND. | Final | — |
| — | civil | — | ON MARCH 5, 2025, CHOREO, LLC FILED A LAWSUIT AGAINST ATOMI FINANCIAL GROUP, INC. (DBA COMPOUND PLANNING) AND CERTAIN OF ITS EMPLOYEES FOR ALLEGED MISAPPROPRIATION OF TRADE SECRETS, BREACH OF EMPLOYEE AGREEMENTS, TORTIOUS INTERFERENCE WITH A CONTRACT, BREACHES OF FIDUCIARY DUTIES, AND AIDING AND ABETTING BREACHES OF FIDUCIARY DUTIES. THE LAWSUIT SEEKS MONETARY DAMAGES AND AN INJUNCTION TO PREVENT FURTHER MISAPPROPRIATION OF TRADE SECRETS OR VIOLATION OF THE RELEVANT AGREEMENTS. | — |
| — | regulatory | — | — | — |
| — | civil | THERE WERE NO SANCTIONS RELATED TO THIS MATTER. | ON MARCH 5, 2025, CHOREO, LLC FILED A LAWSUIT AGAINST ATOMI FINANCIAL GROUP, INC. (DBA COMPOUND PLANNING) AND CERTAIN OF ITS EMPLOYEES FOR ALLEGED MISAPPROPRIATION OF TRADE SECRETS, BREACH OF EMPLOYEE AGREEMENTS, TORTIOUS INTERFERENCE WITH A CONTRACT, BREACHES OF FIDUCIARY DUTIES, AND AIDING AND ABETTING BREACHES OF FIDUCIARY DUTIES. THE LAWSUIT SEEKS MONETARY DAMAGES AND AN INJUNCTION TO PREVENT FURTHER MISAPPROPRIATION OF TRADE SECRETS OR VIOLATION OF THE RELEVANT AGREEMENTS. | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/171787/brochure
- Similar advisers: https://search.stillhousedata.com/firm/171787/similar
- Related entities: https://search.stillhousedata.com/firm/171787/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/171787

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.