# MONECO ADVISORS, LLC

MONECO ADVISORS, LLC of FAIRFIELD, CT is an SEC-registered investment adviser.

## Registration

- CRD: 171922
- Type: SEC-registered investment adviser
- SEC file number: 801-80027
- Location: 2150 POST ROAD, SUITE 201, FAIRFIELD, CT, 06824
- Phone: 203-319-3550
- Latest filing: 2026-06-08
- Regulatory AUM: $2.3B
- Discretionary AUM: $2.3B
- Non-discretionary AUM: $20.6M
- Clients: 66
- Accounts: 6,443

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pensions, Charities, Other

## Officers, owners & control persons (45)

_Showing 25 of 45 people._

| Name | Role | Location |
| --- | --- | --- |
| Charles William Rocco | BOARD MEMBER; CHIEF EXECUTIVE OFFICER; PARTNER | — |
| Virginia L Thompson | BOARD MEMBER; CHIEF OPERATING OFFICER; PARTNER | — |
| Derrek Lewis Metz | BOARD MEMBER; CWO; PARTNER | — |
| Allison Elizabeth Loring | CHIEF COMPLIANCE OFFICER | — |
| Arthur J Kelleher | BOARD MEMBER; PARTNER | — |
| David James Lincoln | BOARD MEMBER; PARTNER | — |
| John Maxwell Rosenau | BOARD MEMBER; PARTNER | — |
| Todd Robert Schroeder | BOARD MEMBER; PARTNER | — |
| Christopher Jon Neubert | PARTNER | — |
| Gregory Scott Flynn | PARTNER | — |
| Jason Adam Hyde | PARTNER | — |
| Rudolf John Weiss | PARTNER | — |
| Eric Carl Johnson | BOARD MEMBER; PARTNER | — |
| Salim P Boutagy | PARTNER | — |
| Peter Charles Osborne | PARTNER | — |
| Dana Seth Preis | PARTNER | — |
| David Reed Ameden | PARTNER | — |
| Colleen Killeen Galushko | PARTNER | — |
| Joanna Ellen Russell | PARTNER | — |
| Timothy Joseph Hickey | PARTNER | — |
| Paul Alexander Farella | PARTNER | — |
| William Nicholas Brancaccio | PARTNER | — |
| Allen H Hodys | PARTNER | — |
| Byrke Joseph Sestok | PARTNER | — |
| MCGORTY NOREEN MARIE | CHIEF COMPLIANCE OFFICER | — |


## Disclosures (4)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2025-07-16 | regulatory | IN JULY 2025, MONECO ADVISORS, LLC ENTERED INTO A CONSENT ORDER WITH THE SECURITIES DIVISION OF THE OFFICE OF THE SECRETARY OF THE COMMONWEALTH OF MASSACHUSETTS (THE "DIVISION") REGARDING REGISTRATION REQUIREMENTS FOR INVESTMENT ADVISER REPRESENTATIVES ("IARS") IN THE STATE. THE DIVISION DETERMINED… | Final | $75K |


## Branch offices (7)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| NEW CANAAN | CT | 5 | 203-594-1607 |
| PITTSFIELD | MA | 4 | 4132362980 |
| HARRISON | NY | 4 | 914-220-6196 |
| FAIRFIELD | CT | 2 | 2032210202 |
| WOODCLIFF LAKE | NJ | 2 | 201-986-3980 |
| GLASTONBURY | CT | 2 | 203.319.3550 |
| HAMDEN | CT | 2 | 203-314-7085 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/171922/brochure
- Similar advisers: https://search.stillhousedata.com/firm/171922/similar
- Related entities: https://search.stillhousedata.com/firm/171922/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/171922

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.