# FOUNDERS FINANCIAL ALLIANCE, LLC

FOUNDERS FINANCIAL ALLIANCE, LLC of RALEIGH, NC is an SEC-registered investment adviser.

## Registration

- CRD: 173011
- Type: SEC-registered investment adviser
- SEC file number: 801-108700
- Location: 9212 FALLS OF NEUSE RD., SUITE 221, RALEIGH, NC, 27615
- Phone: 855-860-5940
- Latest filing: 2026-03-10
- Regulatory AUM: $1.2B
- Discretionary AUM: $1.2B
- Non-discretionary AUM: $2.8M
- Clients: 31
- Accounts: 4,229

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities, Other

## Officers, owners & control persons (4)

| Name | Role | Location |
| --- | --- | --- |
| Tommy Wayne Porter | MANAGING MEMBER | — |
| James Allen Sloop | CHIEF COMPLIANCE OFFICER | — |
| PORTER TOMMY WAYNE | FOUNDER, CEO, CCO; MANAGING MEMBER; MANAGING MEMBER, CCO | — |
| SLOOP JAMES ALLEN | CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/173011/brochure
- Similar advisers: https://search.stillhousedata.com/firm/173011/similar
- Related entities: https://search.stillhousedata.com/firm/173011/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/173011

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.