# WATERFRONT WEALTH INC.

WATERFRONT WEALTH INC. of OVERLAND PARK, KS is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 173220
- Type: SEC-registered investment adviser
- SEC file number: 801-110161
- Location: 6711 W 121ST STREET, SUITE 200, OVERLAND PARK, KS, 66209
- Phone: 913-951-5800
- Latest filing: 2026-03-13
- Regulatory AUM: $1.1B
- Discretionary AUM: $1.1B
- Clients: 14
- Accounts: 3,224

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions

## Officers, owners & control persons (4)

| Name | Role | Location |
| --- | --- | --- |
| Roger Carter Ratzlaff | CEO/CCO | — |
| RATZLAFF ROGER CARTER | CEO; CEO/CCO | — |
| GOOD ANNA NICOLE | ASST. COMPLIANCE OFFICER; CCO; CHIEF COMPLIANCE OFFICER | — |
| GOOD ANNA | CCO | — |


## Disclosures (2)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| — | regulatory | — | — | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/173220/brochure
- Similar advisers: https://search.stillhousedata.com/firm/173220/similar
- Related entities: https://search.stillhousedata.com/firm/173220/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/173220

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.