# PFG ADVISORS, LLC

PFG ADVISORS, LLC of PHOENIX, AZ is an SEC-registered investment adviser.

## Registration

- CRD: 173344
- Type: SEC-registered investment adviser
- SEC file number: 801-80797
- Location: 3200 N. CENTRAL AVE, SUITE #200, PHOENIX, AZ, 85012
- Phone: (800) 405-8850
- Latest filing: 2026-03-17
- Regulatory AUM: $3.3B
- Discretionary AUM: $2.8B
- Non-discretionary AUM: $424.5M
- Clients: 112
- Accounts: 13,982

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pensions, Charities

## Officers, owners & control persons (13)

| Name | Role | Location |
| --- | --- | --- |
| Michael Thomas Prior | CHIEF EXECUTIVE OFFICER; TRUSTEE | — |
| Janette Kolega Prior | TRUSTEE | — |
| Justin C Jolly | CHIEF COMPLIANCE OFFICER | — |
| MALONEY MAUREEN MELODEE | CHIEF COMPLIANCE OFFICER | — |
| SMITH MAX WAYNE | VP-COMPLIANCE; VP-COMPLIANCE; CHIEF COMPLIANCE OFFICER | — |
| WALKER JAMES A | CHIEF COMPLIANCE OFFICER | — |
| PRIOR MICHAEL THOMAS | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER &  CCO (INTERIM); MEMBER AND MANAGER (+2 more) | — |
| VAN DER WERP STACY MAE | CHIEF COMPLIANCE OFFICER | — |
| CULVER GREGORY HOWARD | CHIEF COMPLIANCE OFFICER | — |
| JOLLY JUSTIN C | CHIEF COMPLIANCE OFFICER; MANAGING MEMBER; VP-COMPLIANCE (+1 more) | — |
| BAKER SARA L | VP-PROGRAM MANAGEMENT | — |
| NORWOOD JAMES PETER | PRESIDENT | — |
| PRIOR JANETTE KOLEGA | TRUSTEE | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/173344/brochure
- Similar advisers: https://search.stillhousedata.com/firm/173344/similar
- Related entities: https://search.stillhousedata.com/firm/173344/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/173344

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.