# ROSENBAUM FINANCIAL, INC.

ROSENBAUM FINANCIAL, INC. of PORTLAND, OR is an SEC-registered investment adviser.

## Registration

- CRD: 173805
- Type: SEC-registered investment adviser
- SEC file number: 801-80682
- Location: 150 SW HARRISON STREET, SUITE 300, PORTLAND, OR, 97201
- Phone: 503-352-1300
- Latest filing: 2021-06-10
- Regulatory AUM: $418.5M
- Discretionary AUM: $379.6M
- Non-discretionary AUM: $38.9M
- Clients: 10
- Accounts: 254

## Officers, owners & control persons (8)

| Name | Role | Location |
| --- | --- | --- |
| ROSENBERG LAURA SUE | MANAGING PRINCIPAL/SHAREHOLDER; MANAING PRINCIPAL/SHAREHOLDER | — |
| DADDIO ANDREW | CHIEF OPERATING OFFICER | — |
| ROSENBAUM MARK PHILLIP | PRESIDENT AND SHAREHOLDER; PRESIDENT, SHAREHOLDER, CHIEF COMPLIANCE OFFICER | — |
| CAMPBELL MEGAN ROSE | CHIEF COMPLIANCE OFFICER | — |
| FIALA LAUREN CATHERINE | CHIEF ADMINISTRATIVE OFFICER; CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER AND CHIEF ADMINISTRATIVE OFFICER | — |
| BARRETTO IVAN BEAU LION | CHIEF COMPLIANCE OFFICER | — |
| MATTHIES MEGAN ROSE | CHIEF COMPLIANCE OFFICER | — |
| BASDEN JANA GAY | CCO; VP INVESTMENTS AND PORTFOLIO MANAGEMENT | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/173805/brochure
- Similar advisers: https://search.stillhousedata.com/firm/173805/similar
- Related entities: https://search.stillhousedata.com/firm/173805/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/173805

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.