# ELLENBECKER INVESTMENT GROUP, INC.

ELLENBECKER INVESTMENT GROUP, INC. of WAUKESHA, WI is an SEC-registered investment adviser.

## Registration

- CRD: 173851
- Type: SEC-registered investment adviser
- SEC file number: 801-80600
- Location: N21 W23350 RIDGEVIEW PARKWAY, WAUKESHA, WI, 53188
- Phone: 262-691-3200
- Latest filing: 2026-03-27
- Regulatory AUM: $2.1B
- Discretionary AUM: $2.1B
- Non-discretionary AUM: $2.0M
- Clients: 51
- Accounts: 2,287

## Business model

- Compensation: % of AUM, Fixed, Other
- Clients served: Individuals, High net worth, Charities, Corporations

## Officers, owners & control persons (9)

| Name | Role | Location |
| --- | --- | --- |
| Karen Jean Ellenbecker | FOUNDER, SECRETARY AND TREASURER | — |
| Julie Ann Ellenbecker-Lipsky | PRESIDENT AND CHIEF EXECUTIVE OFFICER | — |
| Michele Lee Pawlak | CHIEF COMPLIANCE OFFICER & DIRECTOR OF BUSINESS SERVICES | — |
| Heather Lynn Hipke | CHIEF FINANCIAL OFFICER | — |
| ELLENBECKER KAREN JEAN | FOUNDER, SECRETARY AND TREASURER | — |
| ELLENBECKER-LIPSKY JULIE ANN | PRESIDENT AND CHIEF EXECUTIVE OFFICER; PRESIDENT, CEO AND CCO; PRESIDENT, VICE PRESIDENT AND CEO (+1 more) | — |
| ENGELKING BRETT WILLIAM | DIRECTOR OF BUSINESS OPERATIONS AND CCO | — |
| PAWLAK MICHELE LEE | CHIEF COMPLIANCE OFFICER & DIRECTOR OF BUSINESS SERVICES | — |
| HIPKE HEATHER LYNN | CHIEF FINANCIAL OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/173851/brochure
- Similar advisers: https://search.stillhousedata.com/firm/173851/similar
- Related entities: https://search.stillhousedata.com/firm/173851/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/173851

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.