# SERONE CAPITAL MANAGEMENT LLP

SERONE CAPITAL MANAGEMENT LLP of LONDON is an SEC-registered investment adviser.

## Registration

- CRD: 174288
- Type: SEC-registered investment adviser
- SEC file number: 801-108895
- Location: 110 CANNON STREET, LONDON, EC4N 6EU
- Phone: 44 20 3405 7350
- Latest filing: 2026-03-26
- Regulatory AUM: $2.7B
- Discretionary AUM: $2.7B
- Clients: 41
- Accounts: 17

## Business model

- Compensation: % of AUM, Fixed, Performance
- Clients served: Pooled vehicles, Investment cos

## Officers, owners & control persons (26)

_Showing 25 of 26 people._

| Name | Role | Location |
| --- | --- | --- |
| [Adrian Nicholas King](https://search.stillhousedata.com/person/46451) | CHIEF OPERATING OFFICER | London, X0 |
| [Griffith Pearse](https://search.stillhousedata.com/person/574562) | DIRECTOR SERONE CAPITAL MANAGEMENT (CAYMAN) LTD; DIRECTOR SERONE CAPITAL MANAGEMENT GP LIMITED | Camana Bay, Grand Cayman, E9 |
| [Neil No Middle Name Servis](https://search.stillhousedata.com/person/671539) | CHIEF EXECUTIVE OFFICER AND OWNER; OWNER | — |
| [Sergey Nmn Likhosherstov](https://search.stillhousedata.com/person/671540) | CHIEF COMPLIANCE OFFICER | — |
| [Sarbjit Singh Walia](https://search.stillhousedata.com/person/707194) | CHIEF INVESTMENT OFFICER | — |
| [Alan Stuart Mclean](https://search.stillhousedata.com/person/707195) | CHIEF RISK OFFICER | — |
| [Qi Nmn Qi](https://search.stillhousedata.com/person/707196) | CHIEF FINANCIAL OFFICER | — |
| [RODRIGUEZ FRANCISCO FELIX](https://search.stillhousedata.com/person/800825) | SHAREHOLDER | — |
| [WALIA HARDEEP SINGH](https://search.stillhousedata.com/person/814166) | CHIEF INVESTMENT OFFICER; OWNER SERONE CAPITAL MANAGEMENT (CAYMAN) LTD | — |
| [ESTEGHAMAT KIAN](https://search.stillhousedata.com/person/820085) | SHAREHOLDER | — |
| [SERVIS NEIL](https://search.stillhousedata.com/person/841869) | CEO AND OWNER SERONE CAPITAL MANAGEMENT LLP; OWNER SERONE CAPITAL MANAGEMENT (CAYMAN) LTD | — |
| [KING ADRIAN NICHOLAS](https://search.stillhousedata.com/person/841870) | CCO, COO, CFO, CRO SERONE CAPITAL MANAGEMENT LLP; CCO, COO, CFO SERONE CAPITAL MANAGEMENT LLP; CHIEF OPERATING OFFICER (+5 more) | — |
| [HAMROCK JOHN JOSEPH](https://search.stillhousedata.com/person/841871) | DIRECTOR SERONE CAPITAL MANAGEMENT (CAYMAN) LTD; DIRECTOR SERONE CAPITAL MANAGEMENT GP LIMITED | — |
| [PEARSE JAMES](https://search.stillhousedata.com/person/841872) | DIRECTOR SERONE CAPITAL MANAGEMENT (CAYMAN) LTD; DIRECTOR SERONE CAPITAL MANAGEMENT GP LIMITED | — |
| [Wilcox Nicholas Eliot](https://search.stillhousedata.com/person/841873) | CHIEF COMPLIANCE CHIEF; CHIEF COMPLIANCE OFFICER | — |
| [SERVIS NEIL NO MIDDLE NAME](https://search.stillhousedata.com/person/843871) | CEO AND OWNER SERONE CAPITAL MANAGEMENT LLP; CHIEF EXECUTIVE OFFICER AND OWNER; OWNER (+1 more) | — |
| [ESBER ELIAS E MI ONLY](https://search.stillhousedata.com/person/844301) | SHAREHOLDER | — |
| [Qi Jiali NMN](https://search.stillhousedata.com/person/855272) | CHIEF FINANCIAL OFFICER | — |
| [McLean Alan Stuart](https://search.stillhousedata.com/person/871484) | CHIEF RISK OFFICER | — |
| [LIKHOSHERSTOV SERGEY](https://search.stillhousedata.com/person/876314) | CHIEF COMPLIANCE OFFICER | — |
| [ESBER ELIAS NMN](https://search.stillhousedata.com/person/877802) | SHAREHOLDER | — |
| [ESTEGHAMAT KIAN NMN](https://search.stillhousedata.com/person/877803) | SHAREHOLDER | — |
| [LIKHOSHERSTOV SERGEY NMN](https://search.stillhousedata.com/person/877885) | CHIEF COMPLIANCE OFFICER | — |
| [Neil (No Middle Name) Servis](https://search.stillhousedata.com/person/987096) | CHIEF EXECUTIVE OFFICER AND OWNER; OWNER | — |
| [Sergey (Nmn) Likhosherstov](https://search.stillhousedata.com/person/987100) | CHIEF COMPLIANCE OFFICER | — |


## Private funds (3)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| SERONE MASTER FUND LTD | Hedge Fund | Cayman Islands | 60 | $1.2B | $1.0M |
| SERONE EUROPEAN SPECIAL SITUATIONS MASTER FUND LIMITED | Hedge Fund | Cayman Islands | 24 | $202.4M | $1.0M |
| SERONE CAPITAL PARTNERS FUND LTD | Hedge Fund | Cayman Islands | 2 | $116.1M | $5.0M |


## Fund service providers (2)

- administrator: APEX FUND SERVICES (IRELAND) LIMITED — 2 funds
- administrator: MAPLES FUND SERVICES (CAYMAN) LIMITED

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/174288/brochure
- Similar advisers: https://search.stillhousedata.com/firm/174288/similar
- Related entities: https://search.stillhousedata.com/firm/174288/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/174288

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.