# BERNARD CAROLI WEALTH MANAGEMENT INC.

BERNARD CAROLI WEALTH MANAGEMENT INC. of RUMSON, NJ is an SEC-registered investment adviser.

## Registration

- CRD: 174761
- Type: SEC-registered investment adviser
- SEC file number: 801-89173
- Location: 47 WEST RIVER ROAD, SUITE B, RUMSON, NJ, 07760
- Phone: 732-291-7272
- Latest filing: 2026-02-12
- Regulatory AUM: $469.7M
- Discretionary AUM: $469.7M
- Clients: 6
- Accounts: 580

## Business model

- Compensation: % of AUM, Hourly
- Clients served: Individuals, High net worth

## Officers, owners & control persons (8)

| Name | Role | Location |
| --- | --- | --- |
| Cummings David | DIRECTOR AND SHAREHOLDER | Atlanta, GA |
| Christopher Paul Bernard | CHIEF COMPLIANCE OFFICER, DIRECTOR, VICE PRESIDENT, SHAREHOLDER | — |
| John Arthur Caroli | DIRECTOR, PRESIDENT AND SHAREHOLDER | — |
| David Baker Schiff | DIRECTOR, SECRETARY AND SHAREHOLDER | — |
| Craig David Cummings | DIRECTOR AND SHAREHOLDER | — |
| BERNARD MICHAEL PAUL | CHIEF COMPLIANCE OFFICER, DIRECTOR, VICE PRESIDENT, SHAREHOLDER | — |
| CAROLI JOHN ARTHUR | DIRECTOR, PRESIDENT AND SHAREHOLDER | — |
| SCHIFF DAVID BAKER | DIRECTOR, SECRETARY AND SHAREHOLDER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/174761/brochure
- Similar advisers: https://search.stillhousedata.com/firm/174761/similar
- Related entities: https://search.stillhousedata.com/firm/174761/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/174761

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.