# FOUNDATIONS INVESTMENT ADVISORS LLC

FOUNDATIONS INVESTMENT ADVISORS LLC of PHOENIX, AZ is an SEC-registered investment adviser.

## Registration

- CRD: 175083
- Type: SEC-registered investment adviser
- SEC file number: 801-100512
- Location: 4050 E. COTTON CENTER BLVD., SUITE 40, PHOENIX, AZ, 85040
- Phone: 480-626-2979
- Latest filing: 2026-07-30
- Regulatory AUM: $10.1B
- Discretionary AUM: $10.1B
- Clients: 353
- Accounts: 63,604

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Charities

## Officers, owners & control persons (17)

| Name | Role | Location |
| --- | --- | --- |
| MANN MICHAEL | CHIEF COMPLIANCE OFFICER; CHIEF FINANCIAL OFFICER | PLANO, TX |
| Kyle Michael Mann | CEO; CHIEF FINANCIAL OFFICER | — |
| Jarrod Dale Florence | PRESIDENT | — |
| Marc James Pugsley | CHIEF COMPLIANCE OFFICER | — |
| Joshua Ryan Cooksey | COO | — |
| Bryon E Rice | CEO; TRUSTEE/OWNER | — |
| Bryon Rice | OWNER / CEO | — |
| Emily Suzanne Reitan | COO | — |
| REITAN EMILY SUZANNE | COO | — |
| C'DEBACA ERNEST JOHN | CCO & CLO; CHIEF COMPLIANCE OFFICER; CLO & CCO (+1 more) | — |
| JUNIOR JEFFREY BRENT | PARTNER; PARTNER / CCO | — |
| RICE BRYON | OWNER / CEO; PARTNER | — |
| WHELESS DANIEL RYAN | PRESIDENT | — |
| biagini daniel clifford | CHIEF DISTRIBUTION OFFICER | — |
| Florence Jarrod Dale | PRESIDENT | — |
| PUGSLEY MARC JAMES | CHIEF COMPLIANCE OFFICER | — |
| Bryon E. Rice | CEO; TRUSTEE/OWNER | — |


## Disclosures (87)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2023-09-25 | regulatory | ON JUNE 8, 2026, THE SECURITIES AND EXCHANGE COMMISSION ("SEC") ANNOUNCED AN AGREEMENT WITH FOUNDATIONS INVESTMENT ADVISORS, LLC ("FOUNDATIONS"), AND ITS MAJORITY OWNER AND FORMER CHIEF EXECUTIVE OFFICER, BRYON E. RICE, TO SETTLE FINDINGS RELATING TO FOUNDATIONS' ALLEGED FAILURE TO DISCLOSE CERTAIN… | Final | $2.2M |
| — | regulatory | — | — | — |
| — | civil | — | — | — |


## Branch offices (29)

_Showing 15 of 29 offices._

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| SAINT LOUIS | MO | 13 | (314) 909-1100 |
| DENVER | CO | 8 | 720-650-7526 |
| PEORIA | AZ | 8 | (480) 214-9837 |
| ZELIENOPLE | PA | 5 | 712-382-1298 |
| WEST HARTFORD | CT | 4 | (860) 461-1709 |
| SOUTHLAKE | TX | 4 | 817-328-6152 |
| NEW BRAUNFELS | TX | 4 | 210-900-2777 |
| RIPON | CA | 3 | 209-542-4929 |
| WEST SPRINGFIELD | MA | 3 | (413) 747-5500 |
| AUBURN | ME | 3 | (207) 241-7430 |
| INDIANAPOLIS | IN | 3 | 317-802-7672 |
| SACRAMENTO | CA | 3 | (480) 214-9837 |
| HOUSTON | TX | 3 | (281) 549-6515 |
| STILLWATER | MN | 2 | (651) 461-6151 |
| BINGHAM FARMS | MI | 2 | (248) 599-1000 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/175083/brochure
- Similar advisers: https://search.stillhousedata.com/firm/175083/similar
- Related entities: https://search.stillhousedata.com/firm/175083/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/175083

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.