# STONE STEPS FINANCIAL, LLC

STONE STEPS FINANCIAL, LLC of ENCINITAS, CA is an SEC-registered investment adviser.

## Registration

- CRD: 175289
- Type: SEC-registered investment adviser
- SEC file number: 801-131412
- Location: 533 SECOND STREET, SUITE 207, ENCINITAS, CA, 92024
- Phone: 760-456-7147
- Latest filing: 2026-03-24
- Regulatory AUM: $146.6M
- Discretionary AUM: $146.6M
- Clients: 6
- Accounts: 613

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pensions

## Officers, owners & control persons (3)

| Name | Role | Location |
| --- | --- | --- |
| [Kingston Marland Hollman](https://search.stillhousedata.com/person/661191) | CHIEF COMPLIANCE OFFICER | — |
| [Scott Robert Frank](https://search.stillhousedata.com/person/679711) | MANAGING MEMBER; MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | — |
| [FRANK SCOTT ROBERT](https://search.stillhousedata.com/person/884853) | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | — |


## Branch offices (12)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| PALM SPRINGS | CA | 1 | 760-456-7147 |
| CARLSBAD | CA | 1 | 760-456-7147 |
| BOZEMAN | MT | 1 | 760-456-7147 |
| REDWOOD FALLS | MN | 1 | 507-637-0301 |
| — | — | 1 | 760-456-7147 |
| — | — | 1 | 760-456-7147 |
| PALM SPRINGS | CA | 1 | 760-456-7147 |
| CARLSBAD | CA | 1 | 760-456-7147 |
| BOZEMAN | MT | 1 | 760-456-7147 |
| REDWOOD FALLS | MN | 1 | 507-637-0301 |
| — | — | 1 | 760-456-7147 |
| — | — | 1 | 760-456-7147 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/175289/brochure
- Similar advisers: https://search.stillhousedata.com/firm/175289/similar
- Related entities: https://search.stillhousedata.com/firm/175289/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/175289

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.