# COLONY CAPITAL INVESTMENT ADVISORS, LLC

COLONY CAPITAL INVESTMENT ADVISORS, LLC of BOCA RATON, FL is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 175506
- Type: SEC-registered investment adviser
- SEC file number: 801-96214
- Location: 750 PARK OF COMMERCE DRIVE, SUITE 210, BOCA RATON, FL, 33487
- Phone: 561-570-4644
- Latest filing: 2026-05-01
- Regulatory AUM: $336.2M
- Discretionary AUM: $336.2M
- Clients: 86
- Accounts: 5

## Business model

- Compensation: % of AUM, Performance, Other
- Clients served: Pooled vehicles, Investment cos

## Officers, owners & control persons (24)

| Name | Role | Location |
| --- | --- | --- |
| [Marc Christopher Ganzi](https://search.stillhousedata.com/person/171125) | CHIEF EXECUTIVE OFFICER AND PRESIDENT | Boca Raton, FL |
| [Kristen Ann Whealon](https://search.stillhousedata.com/person/682980) | CHIEF COMPLIANCE OFFICER | — |
| [Thomas Brandon Mayrhofer](https://search.stillhousedata.com/person/682984) | CHIEF FINANCIAL OFFICER AND VICE PRESIDENT | — |
| [GILBERT JOHN ROSS](https://search.stillhousedata.com/person/759236) | DIR, COLONY NORTHSTAR BERMUDA LTD; DIR., BERMUDA, JERSEY RELYING ADVISERS; DIR. COLONY NORTHSTAR UK LTD; DIR. COLONY NORTHSTAR UK LTD | — |
| [BARRACK THOMAS JOSEPH](https://search.stillhousedata.com/person/798952) | CHAIRMAN; CHAIRMAN OF COLONY CAPITAL INVESTMENT ADVISORS, LLC; EXECUTIVE CHAIRMAN OF COLONY NORTHSTAR, INC.; CHIEF EXECUTIVE OFFICER | — |
| [SALTZMAN RICHARD BRETT](https://search.stillhousedata.com/person/798953) | CHIEF EXECUTIVE OFFICER AND PRESIDENT; PRESIDENT; PRESIDENT AND CHIEF EXECUTIVE OFFICER | — |
| [HEDSTROM MARK MELVIN](https://search.stillhousedata.com/person/803678) | CHIEF FINANCIAL OFFICER, SENIOR VICE PRESIDENT, TREASURER & SECRETARY; VICE PRESIDENT; VICE PRESIDENT OF COLONY CAPITAL INVESTMENT ADVISORS, LLC AND CHIEF OPERATING OFFICER OF COLONY NORTHSTAR, INC. (+1 more) | — |
| [SANDERS RONALD MARK](https://search.stillhousedata.com/person/803679) | GENERAL COUNSEL; VICE PRESIDENT; VICE PRESIDENT OF COLONY CAPITAL INVESTMENT ADVISORS, LLC AND CHIEF LEGAL OFFICER OF COLONY NORTHSTAR, INC. (+1 more) | — |
| [HAMAMOTO DAVID TAKASHI](https://search.stillhousedata.com/person/804710) | EXECUTIVE VICE CHAIRMAN OF COLONY NORTHSTAR, INC. | — |
| [KAUFF STEVEN BRADLEY](https://search.stillhousedata.com/person/804713) | DIR., COLONY NORTHSTAR N LUXEMBOURG S.ÀR.L., COLONY NORTHSTAR BERMUDA, COLONY NORTHSTAR UK AND THE JERSEY RELYING ADVISERS; DIR., COLONY NORTHSTAR N LUXEMBOURG S.ÀR.L., COLONY NORTHSTAR UK | — |
| [SCHWARTZMAN LEON](https://search.stillhousedata.com/person/819556) | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER OF COLONY CAPITAL INVESTMENT ADVISORS, LLC | — |
| [GRUNZWEIG JONATHAN HOWARD](https://search.stillhousedata.com/person/819557) | SENIOR VICE PRESIDENT; VICE PRESIDENT; VICE PRESIDENT OF COLONY CAPITAL INVESTMENT ADVISORS, LLC AND EXECUTIVE DIRECTOR OF COLONY NORTHSTAR, INC. | — |
| [WHEALON KRISTEN ANN](https://search.stillhousedata.com/person/820435) | CHIEF COMPLIANCE OFFICER | — |
| [FARKAS JONATHAN DAVID](https://search.stillhousedata.com/person/820437) | DIR., COLONY NORTHSTAR N LUXEMBOURG S.ÀR.L., COLONY NORTHSTAR BERMUDA, COLONY NORTHSTAR UK AND THE JERSEY RELYING ADVISERS; DIR., COLONY NORTHSTAR N LUXEMBOURG S.ÀR.L., COLONY NORTHSTAR UK | — |
| [FALLICK DAVID SCOTT](https://search.stillhousedata.com/person/820438) | DIRECTOR OF COLONY NORTHSTAR N - LUXEMBOURG S.ÀR.L. | — |
| [MACARTHUR GRAEME](https://search.stillhousedata.com/person/820439) | DIRECTOR OF THE JERSEY RELYING ADVISERS | — |
| [BURGESS ANTONIA](https://search.stillhousedata.com/person/820440) | DIRECTOR OF THE JERSEY RELYING ADVISERS | — |
| [FLAHERTY JAMES FRANCIS](https://search.stillhousedata.com/person/820441) | LIMITED PARTNER OF HEALTHCARE OPPORTUNITY JV, LP | — |
| [TANGEN DARREN JAMES](https://search.stillhousedata.com/person/841747) | VICE PRESIDENT; VICE PRESIDENT OF COLONY CAPITAL INVESTMENT ADVISORS, LLC AND CHIEF FINANCIAL OFFICER OF COLONY NORTHSTAR, INC. | — |
| [SCHWARTZMAN LEON NMN](https://search.stillhousedata.com/person/843827) | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT; CHIEF COMPLIANCE OFFICER OF COLONY CAPITAL INVESTMENT ADVISORS, LLC | — |
| [TRAENKLE KEVIN PATRICK](https://search.stillhousedata.com/person/843828) | CHIEF INVESTMENT OFFICER OF COLONY CAPITAL, INC.; CHIEF INVESTMENT OFFICER OF COLONY NORTHSTAR, INC. | — |
| [GANZI MARC CHRISTOPHER](https://search.stillhousedata.com/person/847356) | CHIEF EXECUTIVE OFFICER AND PRESIDENT | — |
| [Hansen Donna](https://search.stillhousedata.com/person/858028) | VICE PRESIDENT | — |
| [WU JACKY](https://search.stillhousedata.com/person/858029) | VICE PRESIDENT, TREASURER | — |


## Disclosures (4)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2024-09-03 | regulatory | ON SEPTEMBER 3, 2024, COLONY CAPITAL INVESTMENT ADVISORS, LLC ("CCIA") ENTERED INTO A SETTLEMENT AGREEMENT WITH THE SEC (THE "ORDER") IN WHICH THE SEC ALLEGED THAT (I) BETWEEN AT LEAST 2017 AND 2021, CCIA DID NOT FOLLOW CERTAIN CONTRACTUALLY AGREED PROCEDURES GOVERNING THE DISCLOSURE OF AND CONSENT… | Final | $350K |


## Private funds (4)

Mix: Real Estate Fund 2 · Private Equity Fund 2

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| COLCO STRATEGIC PARTNERS III, L.P. | Real Estate Fund | Cayman Islands | 5 | $168.6M | — |
| COLONY LATIN AMERICA FUND II (B), L.P. | Private Equity Fund | Cayman Islands | 8 | $86.6M | — |
| COLONY LATIN AMERICA FUND II, LP | Private Equity Fund | Cayman Islands | 7 | $76.2M | — |
| CNI CENTURY PLAZA PARTNERS, L.P. | Real Estate Fund | Delaware | 4 | $4.7M | — |


## Branch offices (2)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| NEW YORK | NY | 1 | 212-547-2600 |
| NIEDERGRUNEWALD | — | 0 | 352 26 94 66 4 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/175506/brochure
- Similar advisers: https://search.stillhousedata.com/firm/175506/similar
- Related entities: https://search.stillhousedata.com/firm/175506/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/175506

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.