# GUNNALLEN FINANCIAL, INC

GUNNALLEN FINANCIAL, INC of TAMPA, FL is an SEC-registered investment adviser.

## Registration

- CRD: 17609
- Type: SEC-registered investment adviser
- SEC file number: 801-60636
- Location: 5002 WEST WATERS AVE, TAMPA, FL, 33634-1313
- Phone: 813-282-0808
- Latest filing: 2010-01-13
- Regulatory AUM: $219.2M
- Discretionary AUM: $85.7M
- Non-discretionary AUM: $133.5M
- Clients: 501
- Accounts: 1,453

## Officers, owners & control persons (24)

| Name | Role | Location |
| --- | --- | --- |
| POWELL JERRY WAYNE | DIRECTOR; SVP OF RETAIL SERVICES | — |
| FRUEH RICHARD ALLEN | CEO; PRESIDENT; SHAREHOLDER | — |
| GUNN DONALD JAMES | PRESIDENT; SHAREHOLDER | — |
| FAY BRADLEY ALLEN | CHIEF ADMINISTRATION OFFICER; DIRECTOR; FINOP (+1 more) | — |
| TROSPER JED BRAYTER | CFO; DIRECTOR | — |
| OBEIRNE DECLAN EDWARD | CFO, FINOP | — |
| ELLIS MARC | CHIEF COMPLIANCE OFFICER, EVP; CHIEF COMPLIANCE OFFICER, SVP | — |
| LEVINE DAVID CHARLES | EVP, CAPITAL STRATEGIES; NATIONAL SALES MANAGER; SVP OF FINANCIAL SERVICES | — |
| DANIELS KEVIN CHRISTIAN | EVP OF TRADING; EVP OF TRADING, CHIEF COMPLIANCE OFFICER; SVP IF TRADUNG (+1 more) | — |
| WOLTER RUSSELL WILLIAM | SCROP, CROP; SROP, CROP | — |
| JARVIS DAVID HOWARD | GENERAL COUNSEL | — |
| FRANKEL CHRISTOPHER LEE | CHIEF OPERATING OFFICER | — |
| TANELLA DEAN GARRETT | EXECUTIVE VICE PRESIDENT, CAPTIAL MARKETS GROUP | — |
| MCCOY DAVE MYRON | DIRECTOR; HEAD OF NATIONAL SALES | — |
| NUMMI RICHARD MARK | CHIEF COMPLIANCE OFFICER; EVP | — |
| TOOLE BARRY P | SROP; SROP, CROP | — |
| MCPARTLAND FRANK JOHN | SVP, DIRECTOR OF OPERATIONS | — |
| SYKES JOHN H | SHAREHOLDER OF GAH HOLDINGS, LLC EQUITY; SHAREHOLDER OF HYDE PARK EQUITY INVESTMENTS, LLC | — |
| GUNN DONALD JAMES JR | SHAREHOLDER | — |
| KRAUS FREDERICK OSCAR JR | ACTING CEO, CFO, FINOP; EVP, DIRECTOR OF SUPERVISION; EVP, DIR OF SUPERVISION, CFO, FINOP (+1 more) | — |
| LOETZ GORDON HENRY | CEO | — |
| SAUNDERS STEPHEN IRVIN IV | CHIEF COMPLIANCE OFFICER | — |
| TROSPER JED BRAYTON | DIRECTOR | — |
| SAVAGE ROBERT KEVIN | EXEC. OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/17609/brochure
- Similar advisers: https://search.stillhousedata.com/firm/17609/similar
- Related entities: https://search.stillhousedata.com/firm/17609/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/17609

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.