# LANARK FINANCIAL, INC.

LANARK FINANCIAL, INC. of BIRMINGHAM, AL is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 17870
- Type: SEC-registered investment adviser
- SEC file number: 801-58257
- Location: 1927 FIRST AVENUE NORTH, BIRMINGHAM, AL, 35203
- Phone: 800-521-9390
- Latest filing: 2026-07-17
- Regulatory AUM: $1.8B
- Discretionary AUM: $795.1M
- Non-discretionary AUM: $989.7M
- Clients: 68
- Accounts: 4,966

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities

## Officers, owners & control persons (22)

| Name | Role | Location |
| --- | --- | --- |
| Doug James Elder | SVP - SALES MANAGER | — |
| Pamela Sue Conway | VICE PRESIDENT; VICE PRESIDENT, OPERATIONS | — |
| Frank Benner Falkenburg | LIMITED PARTNER; MANAGING DIRECTOR; SHAREHOLDER | — |
| John Robert Jr Doody | CEO; PRESIDENT AND CEO | — |
| Harold Blaine Miller | CHIEF COMPLIANCE OFFICER; VP, CHIEF COMPLIANCE OFFICER | — |
| Samuel Douglas Ransom | CHIEF FINANCIAL OFFICER | — |
| Peyton Davis Falkenburg | PRESIDENT; SHAREHOLDER | — |
| Pamela Kohser Conway | VICE PRESIDENT | — |
| Bradford Lee Phelan | GENERAL/LIMITED PARTNER; PRESIDENT AND CEO | — |
| Jeffery Scott Wilkins | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | — |
| HOLCOMB JOHN HUDSON III | DIRECTOR | — |
| MATTHEWS WILLIAM ELLIOTT | DIRECTOR | — |
| KAHN STEVEN RICHARD | SENIOR VICE PRESIDENT -OPERATIONS | — |
| PHELAN BRADFORD LEE | GENERAL/LIMITED PARTNER; MANAGING DIRECTOR; PRESIDENT AND CEO | — |
| CONWAY PAMELA KOHSER | VICE PRESIDENT | — |
| WILKINS JEFFERY SCOTT | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | — |
| MORRISON CYNTHIA DENISE | ASSISTANT VICE PRESIDENT & DIRECTOR OF COMPLIANCE | — |
| NICHOL VICTOR EUGENE JR | DIRECTOR | — |
| FALKENBURG FRANK BENNER | LIMITED PARTNER; MANAGING DIRECTOR | — |
| ELDER DOUG JAMES | SVP - SALES MANAGER | — |
| MCWANE JAMES RANSOM | INDIRECT SHAREHOLDER | — |
| ELMORE CYNTHIA DENISE | ASSISTANT VICE PRESIDENT & COMPLIANCE OFFICER; ASSISTANT VICE PRESIDENT & DIRECTOR OF COMPLIANCE | — |


## Disclosures (10)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2019-03-11 | regulatory | INADEQUATE DISCLOSURES CONCERNING MUTUAL FUND INVESTMENTS | Final | — |
| 2006-02-23 | regulatory | IT WAS ALEDGED THAT NBC SECURITIES FAILED TO PROPERLY SUPERVISE ACTIVITIES OF ADVISORY AFFILIATE IN RELATION TO THE HANDLING OF REVOCABLE TRUST ACCOUNTS FOR A DECEASED INDIVIDUAL. | Final | $15K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/17870/brochure
- Similar advisers: https://search.stillhousedata.com/firm/17870/similar
- Related entities: https://search.stillhousedata.com/firm/17870/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/17870

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.