# FORESTERS INVESTMENT MANAGEMENT COMPANY, INC.

FORESTERS INVESTMENT MANAGEMENT COMPANY, INC. of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 1844
- Type: SEC-registered investment adviser
- SEC file number: 801-7885
- Location: 40 WALL STREET, 10TH  FLOOR, NEW YORK, NY, 10005-1343
- Phone: 212-858-8000
- Latest filing: 2019-03-29
- Regulatory AUM: $15.4B
- Discretionary AUM: $15.4B
- Clients: 67
- Accounts: 40

## Officers, owners & control persons (13)

| Name | Role | Location |
| --- | --- | --- |
| HEAD KATHRYN SUE | CHAIRMAN; DIRECTOR; PRESIDENT (+1 more) | — |
| SULLIVAN JOHN THIELEN | DIRECTOR | — |
| LAVOIE LARRY RAYMOND | CHIEF COMPLIANCE OFFICER; CHIEF LEGAL OFFICER; DIRECTOR | — |
| LIPKUS WILLIAM MICHAEL | CHAIRMAN; CHIEF ADMINISTRATIVE OFFICER; CHIEF FINANCIAL OFFICER (+1 more) | — |
| HEAD GLENN OAKES | CHAIRMAN; CHAIRMAN & DIRECTOR; DIRECTOR (+1 more) | — |
| BURKE JOHN DAVID | DIRECTOR; PRESIDENT | — |
| MOORE EDWARD BLAKE | CHAIRMAN; DIRECTOR; PRESIDENT | — |
| PINKERTON CHRISTOPHER HARRY | CHAIRMAN; DIRECTOR; PRESIDENT | — |
| DENEKA MICHAEL WILLIAM | CHIEF COMPLIANCE OFFICER; INVESTMENT COMPLIANCE MANAGER | — |
| WAGNER CLARK DAVID | CHIEF INVESTMENT OFFICER; DIRECTOR; PRESIDENT | — |
| HEAD CAROL JANE | SHAREHOLDER | — |
| MILGRAM MARC STEVEN | CHIEF COMPLIANCE OFFICER | — |
| GANNON FRANCIS XAVIER | CHIEF FINANCIAL OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/1844/brochure
- Similar advisers: https://search.stillhousedata.com/firm/1844/similar
- Related entities: https://search.stillhousedata.com/firm/1844/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/1844

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.