# FIRST MANHATTAN CO. LLC

FIRST MANHATTAN CO. LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 1845
- Type: SEC-registered investment adviser
- SEC file number: 801-12411
- Location: 399 PARK AVENUE, NEW YORK, NY, 10022
- Phone: 212-756-3300
- Latest filing: 2023-01-31
- Regulatory AUM: $29.9B
- Discretionary AUM: $29.9B
- Clients: 114
- Accounts: 5,308

## Officers, owners & control persons (36)

_Showing 25 of 36 people._

| Name | Role | Location |
| --- | --- | --- |
| Green William | GENERAL PARTNER; LIMITED PARTNER; MANAGING MEMBER (FOR 5F BELOW "GENERAL PARTNER"= "MEMBER") (+1 more) | Charlotte, NC |
| KENNEDY THOMAS GORDON | CHIEF COMPLIANCE OFFICER (FOR PURPOSES OF THE INVESTMENT ADVISERS ACT RULE 206(4)-7(C) AND FINRA RULE 3130) | — |
| WYDRA ZACHARY A | CHIEF EXECUTIVE OFFICER; DEPUTY CHIEF EXECUTIVE OFFICER; MANAGING MEMBER (FOR 5F BELOW "GENERAL PARTNER" = "MEMBER" (+1 more) | — |
| GOTTESMAN DAVID SANFORD | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER/GENERAL PARTNER; CO-CHIEF EXECUTIVE OFFICER (+3 more) | — |
| GOTTESMAN ROBERT WILLIAM | CHIEF EXECUTIVE OFFICER; CO-CHIEF EXECUTIVE OFFICER; EXECUTIVE CHAIRMAN (+3 more) | — |
| STEARNS NEAL KRAVIT | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER (FOR PURPOSES OF THE INVESTMENT ADVISERS ACT RULE 206(4)-7(C)); CHIEF COMPLIANCE OFFICER (FOR PURPOSES OF THE INVESTMENT ADVISERS ACT RULE 206(4)-7(C) AND FINRA RULE 3130) (+5 more) | — |
| CAPELLINI SUZANNE MARIE | CHIEF COMPLIANCE OFFICER/CROP; COMPLIANCE DIRECTOR; COMPLIANCE DIRECTOR (FOR PURPOSES OF NYSE RULE 342.13(B)) (+3 more) | — |
| COLIN SAMUEL FLUG | GENERAL PARTNER; LIMITED PARTNER; MANAGING MEMBER (FOR 5F BELOW "GENERAL PARTNER" = "MEMBER" (+1 more) | — |
| GLICK ALLAN HOWARD | GENERAL PARTNER; MANAGING MEMBER (FOR 5F BELOW "GENERAL PARTNER" = "MEMBER") | — |
| GROVEMAN BERNARD CHARLES | GENERAL PARTNER; LIMITED PARTNER; MANAGING MEMBER (FOR 5F BELOW "GENERAL PARTNER" = "MEMBER") | — |
| GUARDENIER WILLIAM FRENCH | GENERAL PARTNER; MANAGING MEMBER (FOR 5F BELOW "GENERAL PARTNER" = "MEMBER") | — |
| HELMICK MICHAEL PATRICK | MANAGING MEMBER (FOR 5F BELOW "GENERAL PARTNER" = "MEMBER"); SROP | — |
| JOSEPHSON KEITH BENJAMIN | GENERAL PARTNER; MANAGING MEMBER (FOR 5F BELOW "GENERAL PARTNER" = "MEMBER") | — |
| LOOMIS JOHN RITTER | GENERAL PARTNER; MANAGING MEMBER (FOR 5F BELOW "GENERAL PARTNER" = "MEMBER") | — |
| MANISCHEWITZ DAVID MITCHELL | GENERAL PARTNER; MANAGING MEMBER (FOR 5F BELOW "GENERAL PARTNER" = "MEMBER") | — |
| MUCCIA CARROL ANTHONY JR | GENERAL PARTNER; MANAGING MEMBER (FOR 5F BELOW "GENERAL PARTNER" = "MEMBER") | — |
| NIMOCKS ALFRED BYRON III | GENERAL PARTNER; MANAGING MEMBER (FOR 5F BELOW "GENERAL PARTNER" = "MEMBER") | — |
| PEARL RICHARD ANTON | GENERAL PARTNER; MANAGING MEMBER (FOR 5F BELOW "GENERAL PARTNER" = "MEMBER") | — |
| ROSENBLOOM DANIEL | GENERAL PARTNER; MANAGING MEMBER (FOR 5F BELOW "GENERAL PARTNER" = "MEMBER") | — |
| ROSENTHAL CHARLES MICHAEL | GENERAL PARTNER; LIMITED PARTNER; MANAGING MEMBER (FOR 5F BELOW "GENERAL PARTNER" = "MEMBER") | — |
| STAINMAN ARTHUR JOEL | GENERAL PARTNER; LIMITED PARTNER; MANAGING MEMBER (FOR 5F BELOW "GENERAL PARTNER" = "MEMBER") | — |
| VARON JACK HARRY | GENERAL PARTNER; LIMITED PARTNER; MANAGING MEMBER (FOR 5F BELOW "GENERAL PARTNER" = "MEMBER") | — |
| VODOFSKY JAY LAWRENCE | GENERAL PARTNER; MANAGING MEMBER (FOR 5F BELOW "GENERAL PARTNER" = "MEMBER") | — |
| KALLEM CHERYL MARCIA | CHIEF FINANCIAL/CHIEF OPERATIONS OFFICER; CHIEF OPERATIONS OFFICER; MANAGING MEMBER (FOR 5F BELOW "GENERAL PARTNER" = "MEMBER" (+1 more) | — |
| LEFFERMAN EDWARD ISAAC | MANAGING MEMBER (FOR 5F BELOW "GENERAL PARTNER" = "MEMBER") | — |


## Private funds (14)

Mix: Hedge Fund 8 · Private Equity Fund 3 · Other Private Fund 3

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| FM FIRST CHINA FUND, LLC | Hedge Fund | — | 178 | $335.6M | $500K |
| FIRST HEALTH, L.P. | Hedge Fund | — | 67 | $313.7M | $1.0M |
| FIRST BIOMED, L.P. | Hedge Fund | — | 59 | $220.7M | $1.0M |
| FMZ VENTURES FUND, L.P. | Private Equity Fund | — | 155 | $138.6M | $250K |
| FIRST BIOMED PORTFOLIO, L.P. | Hedge Fund | — | 20 | $91.9M | $1.0M |
| FMC RESEARCH FUND, L.P. | Other Private Fund | — | 30 | $85.8M | $100K |
| FIRST HEALTH LIMITED | Hedge Fund | — | 9 | $82.1M | $1.0M |
| FIRST HEALTH ASSOCIATES, L.P. | Hedge Fund | — | 19 | $53.7M | $1.0M |
| SECOND FIRST DE NOVO, L.P. | Other Private Fund | — | 23 | $52.9M | $1.0M |
| FM FIRST CHINA PORTFOLIO, L.P. | Hedge Fund | — | 43 | $48.4M | $500K |
| FM CIVAN INVESTMENT, L.P. | Private Equity Fund | — | 82 | $36.9M | $200K |
| GREENLEAF PARTNERS FUND, LP | Hedge Fund | — | 19 | $11.2M | $500K |
| FM CIVAN INVESTMENT II, L.P. | Private Equity Fund | — | 18 | $7.3M | $200K |
| FM LAUREL ASSOCIATES, LP | Other Private Fund | — | 21 | $22K | $10K |


## Fund service providers (1)

- administrator: SS&C TECHNOLOGIES — 10 funds

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/1845/brochure
- Similar advisers: https://search.stillhousedata.com/firm/1845/similar
- Related entities: https://search.stillhousedata.com/firm/1845/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/1845

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.