# GIRARD SECURITIES, INC.

GIRARD SECURITIES, INC. of SAN DIEGO, CA is an SEC-registered investment adviser.

## Registration

- CRD: 18697
- Type: SEC-registered investment adviser
- SEC file number: 801-61470
- Location: 9560 WAPLES STREET, SUITE B, SAN DIEGO, CA, 92121
- Phone: 858-622-2140
- Latest filing: 2017-09-11
- Regulatory AUM: $596.8M
- Discretionary AUM: $510.0M
- Non-discretionary AUM: $86.7M
- Clients: 126
- Accounts: 2,658

## Officers, owners & control persons (31)

_Showing 25 of 31 people._

| Name | Role | Location |
| --- | --- | --- |
| JOHNSTON KENNETH MERLE JR | PRESIDENT/CEO; PRESIDENT/CEO/COO/CROP; SROP/CROP/CCO | — |
| WOLTMAN MARGARET SUSAN | EXECUTIVE VICE PRESIDENT/BRANCH DEVELOPMENT & MARKETING; EXECUTIVE VICE PRESIDENT/COO; SENIOR VICE PRESIDENT | — |
| WOLTMAN KAYE ALYCIA | MUNICIPAL BOND PRINCIPAL; OWNER; PRESIDENT (+2 more) | — |
| LUKEHART JILL ANN | CCO/SROP; COO/SROP; CROP | — |
| WOLTMAN RICHARD PAUL | CHAIRMAN; CHAIRMAN EMERITUS /TRUSTEE; CHAIRMAN/TRUSTEE (+3 more) | — |
| ERNO JENNY JEAN | CROP; MUNICIPAL BOND PRINCIPAL | — |
| GODDARD HOUSTON ALLEN | GENERAL COUNSEL/CCO/SROP; GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL/CROP/CHIEF COMPLIANCE OFFICER (+2 more) | — |
| BORIO RONALD WILLIAM | FINOP/CFO/VP | — |
| ROTH RALPH LAWRENCE | DIRECTOR | — |
| BOROWSKI LUANNE MARIE | ADVISORY CCO; RIA CHIEF COMPLIANCE OFFICER | — |
| JACOBSEN BRYAN K | B-D CCO, SECRETARY; CHIEF COMPLIANCE OFFICER | — |
| HARRISON BRETT LAMAR | DIRECTOR | — |
| TARRA SCOTT PATRICK | FINOP | — |
| SMILEY STANLEY ROBERT | VP | — |
| OLSON GREGORY ALAN | ASST. SECRETARY | — |
| COOK WAITMAN CONSTANCE MILLER | EXECUTIVE VICE PRESIDENT/OPERATIONS; FINOP; MUNICIPAL BOND PRINCIPAL | — |
| LARICCIA GREGORY LEONARD | SROP | — |
| TIETJEN MARGARET SUSAN | CHIEF COMPLIANCE OFFICER; CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER/CHAIRMAN (+4 more) | — |
| KLICMAN SHIRLEY ANNE | FINOP; VP | — |
| TARPY TRACI LYNN | MUNICIPAL BOND PRINCIPAL/AVP ENTERPRISE RISK MANAGEMENT/OSJ SUPERVISION | — |
| MCGUIRE MELISA REASNER | CHAIRMAN,PRESIDENT,  DIRECTOR AND CEO | — |
| KIERNAN DANIEL FRANCIS | FINOP | — |
| FICHERA DANTE | FINOP | — |
| HINCK KATHERINE SUE | CHIEF COMPLIANCE OFFICER | — |
| KUHLMAN PATTI ANN | CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/18697/brochure
- Similar advisers: https://search.stillhousedata.com/firm/18697/similar
- Related entities: https://search.stillhousedata.com/firm/18697/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/18697

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.