# J. P. MORGAN SECURITIES INC.

J. P. MORGAN SECURITIES INC. of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 18718
- Type: SEC-registered investment adviser
- SEC file number: 801-46056
- Location: 270 PARK AVENUE - 41ST FLOOR, NEW YORK, NY, 10017
- Phone: 212-270-6000
- Latest filing: 2008-09-04
- Regulatory AUM: $590.7M
- Discretionary AUM: $579.9M
- Non-discretionary AUM: $10.8M
- Clients: 4,000
- Accounts: 3,419

## Officers, owners & control persons (43)

_Showing 25 of 43 people._

| Name | Role | Location |
| --- | --- | --- |
| Collins Michael | CHIEF FINANCIAL OFFICER AND SR. MANAGING DIRECTOR; DIRECTOR, CHIEF FINANCIAL OFFICER, AND VICE PRESIDENT; DIRECTOR/ CHIEF FINANCIAL OFFICER/ VICE PRESIDENT | Manchester, NH |
| WERNER MARK BLACK | DIRECTOR/ CHAIRMAN AND PRESIDENT; DIRECTOR, VICE CHAIRMAN, AND MANAGING DIRECTOR | — |
| HUTTER JAMES DAVID | CHIEF FINANCIAL OFFICER AND DIRECTOR | — |
| SOLEBELLOFENTON DARLEEN ANN | CROP | — |
| BERRY JAMES C P | VICE PRESIDENT AND SECRETARY | — |
| WATERS LISA ESTELLE | SROP; SROP - PRIVATE BANKING | — |
| DIIORIO FELICE | DIRECTOR AND MANAGING DIRECTOR | — |
| SULLIVAN MARGARET MARY | CHIEF OPERATIONS OFFICER, VICE PRESIDENT; DIRECTOR, CHIEF OPERATING OFFICER, EXECUTIVE DIRECTOR; DIRECTOR, CHIEF OPERATIONS OFFICER, EXECUTIVE DIRECTOR | — |
| DZIKI RICHARD | CROP | — |
| GILL SARAH | DIRECTOR & MANAGING DIRECTOR | — |
| HERNANDEZ CARLOS M | CHAIRMAN, PRESIDENT, CEO, DIRECTOR, MANAGING DIRECTOR; PRESIDENT, DIRECTOR, MANAGING DIRECTOR | — |
| GHARTEY JOSEPH KOFI | SROP - INSTITUTIONAL EQUITIES | — |
| BRAUNSTEIN DOUGLAS LEE | DIRECTOR AND MANAGING DIRECTOR | — |
| BERNARD CLEMENT MR | DIRECTOR, MANAGING DIRECTOR | — |
| KING WILLIAM A | VICE CHAIRMAN, DIRECTOR | — |
| JOHNSON GREGORY JUDE | CHIEF COMPLIANCE OFFICER, DIRECTOR OF COMPLIANCE, MANAGING DIRECTOR | — |
| MCCREE DONALD H III | DIRECTOR, MANAGING DIRECTOR | — |
| ZACK KATHLEEN | CHIEF FINANCIAL OFFICER, FINANCIAL DIRECTOR | — |
| MACLELLAN JOHN STEPHEN | DIRECTOR, MANAGING DIRECTOR | — |
| JASSON JORGE VICTOR | MANAGING DIRECTOR AND DIRECTOR | — |
| HALFENGER ALAN KENT JR | CROP | — |
| GENTSCH GEORGE HENRY | CROP | — |
| LOCKYER DAVID JOHN | SROP - INSTITUTIONAL EQUITIES | — |
| ERDOES MARY ELIZABETH | DIRECTOR | — |
| BLACK STEVEN DAVIS | CEO, CHAIRPERSON, DIRECTOR, MANAGING DIRECTOR | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/18718/brochure
- Similar advisers: https://search.stillhousedata.com/firm/18718/similar
- Related entities: https://search.stillhousedata.com/firm/18718/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/18718

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.