# ALLIANCE ADVISORY & SECURITIES, LLC

ALLIANCE ADVISORY & SECURITIES, LLC of WESTLAKE VILLAGE, CA is an SEC-registered investment adviser.

## Registration

- CRD: 18835
- Type: SEC-registered investment adviser
- SEC file number: 801-67105
- Location: 31248 E. OAK CREST DRIVE STE 100, WESTLAKE VILLAGE, CA, 91361
- Phone: 805-371-8020
- Latest filing: 2026-07-09
- Regulatory AUM: $687.4M
- Discretionary AUM: $392.5M
- Non-discretionary AUM: $294.8M
- Clients: 21
- Accounts: 2,748

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities

## Officers, owners & control persons (10)

| Name | Role | Location |
| --- | --- | --- |
| Randall Paul Sanada | CHAIRMAN; PRESIDENT & CHIEF EXECUTIVE OFFICER; VICE PRESIDENT | — |
| Jerry Vincent Sanada | CEO & SECRETARY | — |
| Liza Marie Dela Cruz | CHIEF COMPLIANCE OFFICER | — |
| Sean Nicholas Sottile | VICE PRESIDENT | — |
| SANADA RANDALL PAUL | CHAIRMAN; PRESIDENT; VICE PRESIDENT | — |
| SANADA JERRY VINCENT | CFO; CHIEF FINANCIAL OFFICER; FINANCIAL AND OPERATIONS OFFICER (+1 more) | — |
| SANADA RANDALL PAUL JR | VICE PRESIDENT | — |
| GARNER MICHAEL EARL | CHIEF COMPLIANCE OFFICER | — |
| MEKTRAKARN-NGUYEN SUPINYA | COMPLIANCE OFFICER | — |
| GARAGLIANO JEFFREY THOMAS | CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/18835/brochure
- Similar advisers: https://search.stillhousedata.com/firm/18835/similar
- Related entities: https://search.stillhousedata.com/firm/18835/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/18835

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.