# HARBOUR INVESTMENTS, INC.

HARBOUR INVESTMENTS, INC. of MADISON, WI is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 19258
- Type: SEC-registered investment adviser
- SEC file number: 801-29185
- Location: 575 D'ONOFRIO DRIVE, MADISON, WI, 53719
- Phone: 608-662-6100
- Latest filing: 2026-08-05
- Regulatory AUM: $9.6B
- Discretionary AUM: $7.6B
- Non-discretionary AUM: $2.0B
- Clients: 232
- Accounts: 44,629

## Business model

- Compensation: % of AUM, Hourly, Fixed, Commissions, Subscription
- Clients served: Individuals, High net worth, Charities

## Officers, owners & control persons (26)

_Showing 25 of 26 people._

| Name | Role | Location |
| --- | --- | --- |
| Nick William Sondel | CHIEF EXECUTIVE OFFICER | — |
| Rhonda Lee Meyer | SENIOR VICE PRESIDENT & CHIEF OPERATING OFFICER, FINOP | — |
| Aaron Michael Hager | PRESIDENT | — |
| James Walter Dushek | VICE PRESIDENT OF OPERATIONS | — |
| Daniel Thomas Wipperfurth | VICE PRESIDENT OF ADVISOR DEVELOPMENT | — |
| Julie Marie Nelles | VP OF ADVISORY OPERATIONS & SERVICES | — |
| Richard Oneill Medland | CO-CCO; DIRECTOR OF SUPERVISION | — |
| Kyle Lee Kopitzke | CO-CCO; DIRECTOR OF TRANSITIONS & PARTNERSHIPS | — |
| SONDEL NICK WILLIAM | CHIEF EXECUTIVE OFFICER; PRESIDENT, MDP; PRESIDENT, SROP, CROP, FNOP, MDP (+1 more) | — |
| THOMPSON JAMES VAIL | VICE PRESIDENT, SECRETARY | — |
| MEYER RHONDA LEE | SENIOR VICE PRESIDENT & CHIEF OPERATING OFFICER, FINOP; VICE PRESIDENT; VICE PRESIDENT & CHIEF OPERATING OFFICER (+1 more) | — |
| ROSENOW DAVID LEO | DIRECTOR OF COMPLIANCE OPERATIONS OFFICER; VICE PRESIDENT BUSINESS & PRODUCT DEVELOPEMENT AND DIRECTOR OF COMPLIANCE OPERATIONS OFFICER | — |
| OLEARY RICHARD ARTHUR | CHIEF COMPLIANCE OFFICER | — |
| HANIFL CHRISTOPHER FRANCIS | VICE PRESIDENT | — |
| O'LEARY RICHARD ARTHUR III | CHIEF COMPLIANCE OFFICER & VICE PRESIDENT; VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | — |
| HOLMES DOUGLAS JOHN | VICE PRESIDENT CORPORATE DEVELOPEMENT | — |
| MEDLAND RICHARD ONEILL | CO-CCO; CROP | — |
| HURLEY ROBERT GEORGE | CCO; COMPLIANCE DIRECTOR | — |
| LECOULTRE STEVEN HOWARD | CHIEF COMPLIANCE OFFICER | — |
| HAGER AARON MICHAEL | PRESIDENT; VICE PRESIDENT OF BUSINESS DEVELOPMENT | — |
| DUSHEK JAMES WALTER | VICE PRESIDENT OF OPERATIONS | — |
| WIPPERFURTH DANIEL THOMAS | VICE PRESIDENT OF ADVISOR DEVELOPMENT | — |
| BATOR TRAVIS LEIGH | VP & CHIEF COMPLIANCE OFFICER | — |
| NELLES JULIE MARIE | VP OF ADVISORY OPERATIONS & SERVICES | — |
| KOPITZKE KYLE LEE | CO-CCO | — |


## Disclosures (239)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2018-09-13 | regulatory | SEC ADMIN RELEASE 34-84115, IA RELEASE 40-5006 / SEPTEMBER 13, 2018: THE SECURITIES AND EXCHANGE COMMISSION ("COMMISSION") DEEMS IT APPROPRIATE AND IN THE PUBLIC INTEREST THAT PUBLIC ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS BE, AND HEREBY ARE, INSTITUTED PURSUANT TO SECTION 15(B) OF THE SECUR… | Final | $75K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/19258/brochure
- Similar advisers: https://search.stillhousedata.com/firm/19258/similar
- Related entities: https://search.stillhousedata.com/firm/19258/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/19258

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.