# INTERCAROLINA FINANCIAL SERVICES, INC.

INTERCAROLINA FINANCIAL SERVICES, INC. of GREENSBORO, NC is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 19475
- Type: SEC-registered investment adviser
- SEC file number: 801-121339
- Location: 3300 BATTLEGROUND AVENUE, SUITE 202, GREENSBORO, NC, 27410
- Phone: 336-288-6890
- Latest filing: 2026-04-30
- Regulatory AUM: $85.4M
- Discretionary AUM: $10.9M
- Non-discretionary AUM: $74.5M
- Clients: 29
- Accounts: 271

## Business model

- Compensation: % of AUM
- Clients served: High net worth

## Officers, owners & control persons (4)

| Name | Role | Location |
| --- | --- | --- |
| Joseph Eugene Navolanic | PRESIDENT/FIN OP | — |
| Marcus Dale Kindley | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | — |
| NAVOLANIC JOSEPH EUGENE | PRESIDENT/FIN OP | — |
| KINDLEY MARCUS DALE | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | — |


## Disclosures (3)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2016-07-06 | regulatory | INTERCAROLINA FINANCIAL SERVICES VIOLATED RULES 1250 AND 2010 AND NASD RULE 3010 (A) AND (B) FAILED TO ESTABLISH, MAINTAIN AND ENFORCE ADEQUATE SUPERVISORY SYSTEM AND WRITTEN SUPERVISORY PROCEDURES TO MONITOR IT'S REGISTERED PERSONS REGULATORY ELEMENT CONTINUING (CE) STATUS. | Final | $20K |
| — | regulatory | — | — | — |


## Branch offices (9)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| GREENSBORO | NC | 1 | 336-907-8049 |
| LITTLE RIVER | SC | 1 | 336-253-5684 |
| MURRAY | KY | 1 | 270-761-4121 |
| CONCORD | NC | 1 | 704-792-5088 |
| CHAPEL HILL | NC | 1 | 919-929-3488 |
| CARY | NC | 1 | 919-303-1247 |
| WAHPETON | ND | 1 | 701-591-0270 |
| OAKBORO | NC | 1 | 704-485-8192 |
| SANDY SPRINGS | GA | 1 | 404-840-8548 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/19475/brochure
- Similar advisers: https://search.stillhousedata.com/firm/19475/similar
- Related entities: https://search.stillhousedata.com/firm/19475/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/19475

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.