# BARCLAYS CAPITAL INC.

BARCLAYS CAPITAL INC. of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 19714
- Type: SEC-registered investment adviser
- SEC file number: 801-69700
- Location: 745 7TH AVENUE, NEW YORK, NY, 10019-6801
- Phone: 212-526-7000
- Latest filing: 2015-12-15
- Regulatory AUM: $12.8B
- Discretionary AUM: $11.9B
- Non-discretionary AUM: $857.4M
- Clients: 765
- Accounts: 2,786

## Officers, owners & control persons (72)

_Showing 25 of 72 people._

| Name | Role | Location |
| --- | --- | --- |
| KONEFAL RICHARD EUGENE | CROP; ROSFP | — |
| REGAN JOSEPH FRANCIS | BOARD DIRECTOR; CFO, FINOP; CHIEF FINANCIAL OFFICER | — |
| MEYER EUGENE ALLEN | CHIEF COMPLIANCE OFFICER - BD | — |
| ERIGO JOSEPH JR | CHIEF COMPLIANCE OFFICER - INVESTMENT ADVISER | — |
| PLOTKIN HOWARD RUSS | CHIEF COMPLIANCE OFFICER - INVESTMENT ADVISORY BUSINESS ONLY | — |
| MCKAY KEVIN JOHN | CHIEF LEGAL OFFICER - WEALTH | — |
| OSTERGAARD JILL WENZLAFF | CHIEF COMPLIANCE OFFICER - BD | — |
| HUGHES BRENDAN PATRICK | GLOBAL GENERAL COUNSEL / GENERAL COUNSEL AMERICAS | — |
| KELLER BARBARA A | CHIEF COMPLIANCE OFFICER - INVESTMENT ADVISER | — |
| WALKER FORREST BRUCE | BOARD DIRECTOR | — |
| LEE SCOTT WILLIAM | HEAD OF RETAIL | — |
| MONTEIRO JASON ANTHONY | ROSFP | — |
| LOWITT IAN THEO | BOARD DIRECTOR | — |
| CROWL MICHAEL LEE | CHIEF LEGAL OFFICER | — |
| STATHIS JOHN GEORGE | HEAD OF SALES | — |
| LAROCCA GERARD SEBASTIAN | BOARD DIRECTOR; BOARD DIRECTOR, CEO BARCLAYS CAPITAL INC.; CHIEF COMPLIANCE OFFICER (+1 more) | — |
| KANTOR LAURENCE GARY | HEAD OF RESEARCH | — |
| MONTGOMERY MICHAEL CURRY | BOARD DIRECTOR | — |
| KELLY MARTIN B | BOARD DIRECTOR; CFO, FINOP; CHIEF FINANCIAL OFFICER (+1 more) | — |
| TROHAN JOHN CHRISTOPHER | BOARD DIRECTOR | — |
| DEL MISSIER JERRY | BOARD DIRECTOR; CHIEF EXECUTIVE OFFICER | — |
| GERSHUNY DONALD NEVIN | CHIEF LEGAL OFFICER | — |
| BLACKWELL ALASTAIR PAUL | BOARD DIRECTOR; CHIEF OPERATIONS OFFICER | — |
| MENENDEZ-PUERTO CARMEN Z | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER - BD | — |
| HEAD STEPHEN SCOTT | HEAD OF RETAIL; TEXAS DESIGNATED PRINCIPAL | — |


## Private funds (7)

Mix: Other Private Fund 6 · Hedge Fund 1

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| BARCLAYS WEALTH ADVISOR SERIES - INTERNATIONAL VALUE EQUITY MASTER FUND L.P. | Other Private Fund | — | 402 | $539.9M | $250K |
| BARCLAYS WEALTH ADVISOR SERIES - INTERNATIONAL GROWTH EQUITY MASTER FUND L.P. | Other Private Fund | — | 310 | $429.7M | $250K |
| BARCLAYS WEALTH ADVISOR SERIES - STRATEGIC COMMODITIES MASTER FUND L.P. | Hedge Fund | — | 140 | $126.5M | $250K |
| BARCLAYS WEALTH ADVISOR SERIES - LOCAL CURRENCY EMERGING MARKET DEBT MASTER FUND L.P. | Other Private Fund | — | 132 | $87.6M | $250K |
| BARCLAYS WEALTH ADVISOR SERIES-MULTI-MANAGER INTERNATIONAL EQUITY L.P. | Other Private Fund | — | 207 | $33.9M | $250K |
| BARCLAYS WEALTH ADVISOR SERIES- GLOBAL EQUITY MASTER FUND L.P. | Other Private Fund | — | 0 | $2.7M | $250K |
| BARCLAYS WEALTH ADVISOR SERIES- GLOBAL BOND MASTER FUND L.P. | Other Private Fund | — | 0 | $736K | $250K |


## Fund service providers (1)

- administrator: STATE STREET CAYMAN TRUST COMPANY LTD — 7 funds

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/19714/brochure
- Similar advisers: https://search.stillhousedata.com/firm/19714/similar
- Related entities: https://search.stillhousedata.com/firm/19714/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/19714

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.