# XCU CAPITAL CORPORATION, INC.

XCU CAPITAL CORPORATION, INC. of CARLSBAD, CA is an SEC-registered investment adviser.

## Registration

- CRD: 19899
- Type: SEC-registered investment adviser
- SEC file number: 801-57490
- Location: 5962 LA PLACE COURT, SUITE 210, CARLSBAD, CA, 92008
- Phone: 760-929-2160
- Latest filing: 2005-09-20
- Clients: 51

## Officers, owners & control persons (25)

| Name | Role | Location |
| --- | --- | --- |
| Allen A Mark | PRESIDENT/CEO SECRETARY | Los Angeles, CA |
| NELSON JAMES NORMAN | DIRECTOR | — |
| WARD ELIZABETH ANN | OPERATIONS / OPTIONS PRINCIPAL | — |
| ODONNELL JOSEPH JOHN | CHIEF COMPLIANCE OFFICER; COMPLIANCE OFFICER | — |
| MISHKIN MICHAEL A | DIRECTOR | — |
| CRICHTON RONI MICHELE | DIRECTOR | — |
| MCFARLAND LOIS E | DIRECTOR | — |
| CHENEY OAKLEY WILLIAM III | CHAIRMAN | — |
| JOHNSON WAYNE LAWRENCE | CHAIRMAN; VICE - CHAIRMAN | — |
| FRED NICHOLS | DIRECTOR | — |
| JOHN BOMMARITO | DIRECTOR | — |
| JENNER SCOTT STEVEN | DIRECTOR | — |
| MERLO JOHN MICHAEL | DIRECTOR | — |
| HENRY WIRZ | DIRECTOR | — |
| HARRIS CHRIS RAYMOND | FINOP | — |
| JOHNSON CARL HOWARD | DIRECTOR | — |
| DOTY ROMEO A | DIRECTOR | — |
| CHENEY OAKLEY WILLIAM | VICE - CHAIRMAN | — |
| ANTOFF JEROME WILLIAM | FINOP | — |
| RUFFNER DENNIS STANLEY | DIRECTOR | — |
| ROLLER JENNIFER JOHNSON | COMPLIANCE OFFICER | — |
| KIERNAN DANIEL FRANCIS | FINOP | — |
| WOOD HOLLY NELL | COMPLIANCE OFFICER | — |
| JOSEPHSON NICHOLE CELESTE | FINOP | — |
| CARR NATALIE ZOE | CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/19899/brochure
- Similar advisers: https://search.stillhousedata.com/firm/19899/similar
- Related entities: https://search.stillhousedata.com/firm/19899/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/19899

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.