# SUNAMERICA SECURITIES, INC.

SUNAMERICA SECURITIES, INC. of PHOENIX, AZ is an SEC-registered investment adviser.

## Registration

- CRD: 20068
- Type: SEC-registered investment adviser
- SEC file number: 801-57867
- Location: 2800 N. CENTRAL AVE., SUITE 2100, PHOENIX, AZ, 85004-1050
- Phone: 602-744-3000
- Latest filing: 2005-06-30
- Regulatory AUM: $327.9M
- Discretionary AUM: $16.4M
- Non-discretionary AUM: $311.5M
- Clients: 251
- Accounts: 31,636

## Officers, owners & control persons (35)

_Showing 25 of 35 people._

| Name | Role | Location |
| --- | --- | --- |
| CANNON JAMES RICHARD | PRESIDENT, CEO, DIRECTOR; PRESIDENT, CEO,MEMBER, BOARD OF DIRECTORS; PRESIDENT/MEMBER, BOARD OF DIRECTORS | — |
| KUBICA LISA SUE | EXECUTIVE VICE PRESIDENT, COO, SROP, MP; SENIOR VICE PRESIDENT; SROP, MP, EXECUTIVE VP | — |
| RADFORD CHRISTOPHER BLAKE | SENIOR VICE PRESIDENT, NATIONAL SALES; VP | — |
| CAVANAUGH MARY LOUISE | DIRECTOR | — |
| SONCHIK RITA LYNN | VICE PRESIDENT; VICE PRESIDENT, ACCOUNTING | — |
| STAUFFER RALPH OWEN JR | VICE PRESIDENT; VICE PRESIDENT INFORMATION TECHNOLOGY | — |
| MCREYNOLDS MICHAEL RONALD | ASSISTANT VICE PRESIDENT, INSURANCE | — |
| ROTHSTEIN STEVEN ELLIOT | DIRECTOR; EXECUTIVE VICE PRESIDENT, CFO, TREASURER; EXECUTIVE VICE PRESIDENT, CFO/TREASURER | — |
| FIELDS INGER WILSON | CFO/FNOP/TREASURER; FINOP | — |
| BOURDAMIS SALLY HANSON | VICE PRESIDENT, BROKERAGE SERVICES | — |
| CAPRIOTTI JACQUELYN MARIE | VICE PRESIDENT, VISION 2020 | — |
| DORFMAN KENNETH PAUL | CROP | — |
| GAUGHAN BRIDGET MARY | DIRECTOR; EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL; EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, SECRETARY (+1 more) | — |
| DENBY SUSANNE MARIE | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER; VICE PRESIDENT, DIRECTOR OF COMPLIANCE | — |
| PARKER RALPH JOEL | ASSISTANT VICE PRESIDENT, INSURANCE | — |
| FREEMAN BRUCE TODD | ASSOCIATE VICE PRESIDENT, MUNICIPAL PRINCIPAL | — |
| HART JOHN | CEO, SUNAMERICA FINANCIAL NETWORK/MEMBER, BOARD OF DIRECTORS OF SUNAMERICA SECURITIES, INC.; PRESIDENT AND CEO, SUNAMERICA FINANCIAL NETWORK INC./MEMBER, BOARD OF DIRECTORS OF SUNAMERICA SECURITIES, INC. | — |
| RICHARDSON KIM A | VICE PRESIDENT | — |
| HEISING SCOTT ALLEN | CFO/FNOP, SENIOR VP, TREASURER | — |
| FISCHER DAVID ALLEN | SENIOR VICE PRESIDENT, RECRUITING; SENIOR VP , RECRUITING | — |
| SCHWARTZ DAVID HOWARD | CHIEF COMPLIANCE OFFICER; VICE PRESIDENT, CCO, CROP | — |
| CAVANAUGH MARY L | DIRECTOR | — |
| ASARO VINCENT JAMES | CHAIRMAN/CEO/PRESIDENT/DIRECTOR; CHAIRMAN OF THE BOARD/ MEMBER, BOARD OF DIRECTORS; CHAIRMAN OF THE BOARD OF DIRECTORS | — |
| VAEREWYCK GEORGE JOSEPH | EXECUTIVE VICE PRESIDENT/CHIEF FINANCIAL OFFICER/TREASURER & ASSISTANT SECRETARY /DIRECTOR; EXECUTIVE VICE PRESIDENT/CHIEF FINANCIAL OFFICER/TREASURER & SECRETARY /DIRECTOR/MEMBER, B OARD OF DIRECTORS; EXECUTIVE VICE PRESIDENT/CHIEF FINANCIAL OFFICER/TREASURER & SECRETARY /MEMBER, BOARD OF DIRECTORS (+1 more) | — |
| PETERS JEFFREY JOSEPH | SENIOR VICE PRESIDENT; SR VP ORGANIZATIONAL DEVELOPMENT & COMMUNICATIONS | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/20068/brochure
- Similar advisers: https://search.stillhousedata.com/firm/20068/similar
- Related entities: https://search.stillhousedata.com/firm/20068/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/20068

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.