# COMMERZBANK CAPITAL MARKETS CORP.

COMMERZBANK CAPITAL MARKETS CORP. of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 21787
- Type: SEC-registered investment adviser
- SEC file number: 801-31774
- Location: 2 WORLD FINANCIAL CENTER, NEW YORK, NY, 10281-1050
- Phone: 212-703-4000
- Latest filing: 2010-02-26
- Regulatory AUM: $165.4M
- Discretionary AUM: $165.4M
- Clients: 6
- Accounts: 9

## Officers, owners & control persons (30)

_Showing 25 of 30 people._

| Name | Role | Location |
| --- | --- | --- |
| [LEWIS JAMES DAVID](https://search.stillhousedata.com/person/730403) | MANAGER | — |
| [WALSH JOHN PATRICK](https://search.stillhousedata.com/person/731721) | HEAD OF OPERATIONS; SENIOR VICE PRESIDENT/HEAD OF OPERATIONS | — |
| [WESTPHAL UWE GERHARD PAUL](https://search.stillhousedata.com/person/760816) | COMPLIANCE REGISTERED OPTIONS PRINCIPAL; HEAD OF OPERATIONS; INTERIM CHIEF EXECUTIVE OFFICER (03/2005); SROP; CROP; HEAD OF OPERATIONS (+5 more) | — |
| [DOWNEY MARK GERARD](https://search.stillhousedata.com/person/760817) | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER (FINOP); SENIOR VICE PRESIDENT/CHIEF FINANCIAL OFFICER | — |
| [LUNDGREN HARRY JOSEPH JR](https://search.stillhousedata.com/person/760818) | DIRECTOR OF COMPLIANCE; VICE PRESIDENT/DIRECTOR OF COMPLIANCE | — |
| [PATIG KLAUS MANFRED](https://search.stillhousedata.com/person/760819) | CHAIRMAN OF THE BOARD; DIRECTOR | — |
| [LORD ROBERT POWERS JR](https://search.stillhousedata.com/person/760820) | GENERAL COUNSEL; GENERAL COUNSEL;CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL;CHIEF COMPLIANCE OFFICER; ANTI MONEY LAUNDERING COMPLIANCE OFFICER (+2 more) | — |
| [BONDE WILLIAM JUDE](https://search.stillhousedata.com/person/760821) | HEAD OF ALTERNATIVE INVESTMENT STRATEGIES; HEAD OF ALTERNATIVE INVESTMENT STRATEGIES (IA) | — |
| [TELLER NICHOLAS ROY RICHARD](https://search.stillhousedata.com/person/760822) | DIRECTOR; CHAIRMAN OF THE BOARD OF DIRECTORS | — |
| [DOEPP HANS JOACHIM](https://search.stillhousedata.com/person/760823) | DIRECTOR | — |
| [KENNEDY MATTHEW PIERCE](https://search.stillhousedata.com/person/763796) | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER; DIRECTOR | — |
| [CURRAN JAMES EDWARD](https://search.stillhousedata.com/person/763797) | HEAD OF FINANCE | — |
| [REUTHER MICHAEL PAUL](https://search.stillhousedata.com/person/763798) | DIRECTOR | — |
| [LIST LAWRENCE HARRIS](https://search.stillhousedata.com/person/765926) | CHIEF OPERATING OFFICER | — |
| [SULFARO MICHAEL CARL](https://search.stillhousedata.com/person/767011) | CHIEF COMPLIANCE OFFICER | — |
| [MOODHE JAMES EDWARD](https://search.stillhousedata.com/person/767562) | HEAD OF FINANCE | — |
| [MULLER KLAUSPETER](https://search.stillhousedata.com/person/778381) | DIRECTOR | — |
| [DALMAN MEHMET](https://search.stillhousedata.com/person/778382) | CHAIRMAN, BOARD OF DIRECTORS; DIRECTOR; DIRECTOR; CHAIRMAN, BOARD OF DIRECTORS | — |
| [BRAUN UDO](https://search.stillhousedata.com/person/778383) | MANAGING DIRECTOR | — |
| [HWANG IVY](https://search.stillhousedata.com/person/778384) | GENERAL COUNSEL; SENIOR VICE PRESIDENT/GENERAL COUNSEL | — |
| [CASSANO LINDA NINA](https://search.stillhousedata.com/person/778385) | DIRECTOR OF COMPLIANCE | — |
| [PASCOE RICARDO ALEJANDRO](https://search.stillhousedata.com/person/778386) | DIRECTOR; MANAGING DIRECTOR/CHIEF EXECUTIVE OFFICER; MANAGING DIRECTOR | — |
| [BRUK DANIEL](https://search.stillhousedata.com/person/788687) | CHIEF COMPLIANCE OFFICER | — |
| [YERGEY HARRY PETER](https://search.stillhousedata.com/person/797604) | DIRECTOR | — |
| [RICHARDSON PETER MARK](https://search.stillhousedata.com/person/799340) | DIRECTOR | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/21787/brochure
- Similar advisers: https://search.stillhousedata.com/firm/21787/similar
- Related entities: https://search.stillhousedata.com/firm/21787/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/21787

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.