# ASC 401(K) MANAGEMENT

ASC 401(K) MANAGEMENT of APPLETON, WI is an SEC-registered investment adviser.

## Registration

- CRD: 220516
- Type: SEC-registered investment adviser
- SEC file number: 801-96217
- Location: 4321 W. COLLEGE AVE, APPLETON, WI, 54914
- Phone: 920-888-1272
- Latest filing: 2026-03-03
- Regulatory AUM: $26.8M
- Discretionary AUM: $25.2M
- Non-discretionary AUM: $1.5M
- Clients: 1
- Accounts: 132

## Business model

- Compensation: % of AUM, Hourly, Fixed, Other
- Clients served: High net worth, Pensions, Charities

## Officers, owners & control persons (2)

| Name | Role | Location |
| --- | --- | --- |
| ALLAN JAMES ROBERT | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | — |
| SCHLEICHER NATHAN DANIEL | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/220516/brochure
- Similar advisers: https://search.stillhousedata.com/firm/220516/similar
- Related entities: https://search.stillhousedata.com/firm/220516/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/220516

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.