# SUMMIT TRAIL ADVISORS, LLC

SUMMIT TRAIL ADVISORS, LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 220519
- Type: SEC-registered investment adviser
- SEC file number: 801-99352
- Location: 2 GRAND CENTRAL TOWER, 140 E 45TH STREET, 28TH FLOOR, NEW YORK, NY, 10017
- Phone: 212-812-7010
- Latest filing: 2026-05-26
- Regulatory AUM: $19.9B
- Discretionary AUM: $11.1B
- Non-discretionary AUM: $8.9B
- Clients: 94
- Accounts: 9,778

## Business model

- Compensation: % of AUM, Hourly, Fixed, Performance
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities, Other

## Officers, owners & control persons (23)

| Name | Role | Location |
| --- | --- | --- |
| Joseph Erigo | CHIEF COMPLIANCE OFFICER | New York, NY |
| Jack Barry Petersen | MANAGER/MEMBER | — |
| David Wade Romhilt | CHIEF INVESTMENT OFFICER | — |
| Alan Raboy | CHIEF FINANCIAL OFFICER | — |
| Jeffrey Karl Ringdahl | PRESIDENT, PARTNER, AND CHIEF OPERATING OFFICER | — |
| JOHNSON LARY PAUL | MEMBER | — |
| JOHNSON ANDREW P | MEMBER | — |
| LEE JACK C | MEMBER | — |
| PETERSEN JACK BARRY | CHIEF COMPLIANCE OFFICER/ MANAGER/MEMBER; MANAGER/MEMBER | — |
| SCARBOROUGH JOHN W | MEMBER | — |
| CANTELUPE JAMES FRANK | MEMBER | — |
| ROMHILT DAVID WADE | CHIEF INVESTMENT OFFICER; MEMBER | — |
| PALECEK THOMAS P | MEMBER | — |
| LEE DON CHRISTOPHER | MEMBER | — |
| CALLANAN KEITH MARTIN | CHIEF COMPLIANCE OFFICER | — |
| HARMS THOMAS KERSHAW | CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | — |
| SCARBOROUGH JOHN WILLIAM | MEMBER | — |
| PALECEK THOMAS PETER | MEMBER | — |
| KATZ SETH AARON | MEMBER | — |
| SAXE JOHN DUFF | MEMBER | — |
| PEDLEY DANIELA | MEMBER | — |
| MCGUINNESS JOHN P | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | — |
| ERIGO JOSEPH | CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/220519/brochure
- Similar advisers: https://search.stillhousedata.com/firm/220519/similar
- Related entities: https://search.stillhousedata.com/firm/220519/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/220519

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.