# GREGORY ZENT AND SWANSON. INC.

GREGORY ZENT AND SWANSON. INC. of FORT WAYNE, IN is an SEC-registered investment adviser.

## Registration

- CRD: 22590
- Type: SEC-registered investment adviser
- SEC file number: 801-32530
- Location: 4011 W. JEFFERSON BLVD STE 225, FORT WAYNE, IN, 46804
- Phone: 260-432-3763
- Latest filing: 2011-10-28
- Regulatory AUM: $12.5M
- Discretionary AUM: $12.5M
- Clients: 6
- Accounts: 50

## Officers, owners & control persons (8)

| Name | Role | Location |
| --- | --- | --- |
| GREGORY JOSEPH MICHAEL JR | SECRETARY/TREASURER | — |
| SWANSON CHRISTOPHER JOHN | PRESIDENT, FINOP, GP, GS, CHIEF COMPLIANCE OFFICER, SROP, CROP; PRESIDENT, FINOP, GP, GS, SROP, CROP; VICE PRES., GP, GS (+2 more) | — |
| SHAW RANDALL LEONARD | GS; REGISTERED REP | — |
| TRAMMEL TAMMY J | OFFICE MANAGER | — |
| GREGORY ROSS MCKEAN | DIRECTOR, REGISTERED REP; REGISTERED REPRESENTATIVE, GS | — |
| ZENT LARRY EUGENE | PRESIDENT, SROP, CROP; PRESIDENT, SROP, CROP, CHIEF COMPLIANCE OFFICER; PRESIDENT, SROP, CROP, GS, GP | — |
| JAIN JIYA LAL | EXECUTIVE VICE PRESIDENT, REGISTERED REP; EXECUTIVE VICE PRESIDENT, REGISTERED REP, CHIEF COMPLIANCE OFFICER | — |
| ALLISON LINDA KAY | GS, FI | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/22590/brochure
- Similar advisers: https://search.stillhousedata.com/firm/22590/similar
- Related entities: https://search.stillhousedata.com/firm/22590/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/22590

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.