# REGATTA LOAN MANAGEMENT LLC

REGATTA LOAN MANAGEMENT LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 226518
- Type: SEC-registered investment adviser
- SEC file number: 801-96246
- Location: 280 PARK AVENUE, 3RD FLOOR, NEW YORK, NY, 10017
- Phone: 212-235-0700
- Latest filing: 2026-03-27
- Regulatory AUM: $3.3B
- Discretionary AUM: $3.3B
- Accounts: 8

## Business model

- Compensation: % of AUM
- Clients served: Investment cos

## Officers, owners & control persons (13)

| Name | Role | Location |
| --- | --- | --- |
| [Michael Robert Williams](https://search.stillhousedata.com/person/510183) | DIRECTOR/PRESIDENT | Santa Barbara, CA |
| [Sonia Plata](https://search.stillhousedata.com/person/669226) | CHIEF COMPLIANCE OFFICER | New York, NY |
| [John Adler Crystal](https://search.stillhousedata.com/person/682459) | DIRECTOR | ARLINGTON, VA |
| [Peter Dana Noris](https://search.stillhousedata.com/person/682460) | DIRECTOR | — |
| [Jonathan Louis Dorfman](https://search.stillhousedata.com/person/682461) | CHIEF EXECUTIVE OFFICER | — |
| [Scott Jason Lorinsky](https://search.stillhousedata.com/person/682462) | CHIEF LEGAL OFFICER | — |
| [WILLIAMS BRYAN ROBERT](https://search.stillhousedata.com/person/741372) | DIRECTOR/PRESIDENT | — |
| [NORIS PETER DANA](https://search.stillhousedata.com/person/755665) | DIRECTOR | — |
| [DORFMAN JONATHAN LOUIS](https://search.stillhousedata.com/person/775134) | CHIEF EXECUTIVE OFFICER | — |
| [PLATA SONIA](https://search.stillhousedata.com/person/811855) | CHIEF COMPLIANCE OFFICER | — |
| [TRAUM JEFFREY LLOYD](https://search.stillhousedata.com/person/818774) | GENERAL COUNSEL | — |
| [CRYSTAL JOHN ADLER](https://search.stillhousedata.com/person/819934) | DIRECTOR | — |
| [LORINSKY SCOTT JASON](https://search.stillhousedata.com/person/838079) | CHIEF LEGAL OFFICER | — |


## Disclosures (6)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2015-09-21 | regulatory | THE SEC ALLEGED THAT FIRST EAGLE AND FEF DISTRIBUTORS IMPROPERLY CAUSED THE FIRST EAGLE MUTUAL FUNDS TO MAKE PAYMENTS TO TWO FINANCIAL INTERMEDIARIES FOR DISTRIBUTION RELATED SERVICES OUTSIDE OF A WRITTEN, APPROVED RULE 12B-1 PLAN, AND THAT WERE NOT PAID BY FIRST EAGLE OUT OF ITS OWN RESOURCES. IN A… | Final | $39.7M |
| — | regulatory | — | — | — |


## Private funds (8)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| REGATTA XVI FUNDING LTD. | Securitized Asset Fund | Cayman Islands | 1 | $537.1M | $250K |
| REGATTA XI FUNDING LTD. | Securitized Asset Fund | Cayman Islands | 1 | $449.0M | $250K |
| REGATTA X FUNDING LTD. | Securitized Asset Fund | Cayman Islands | 1 | $446.7M | $250K |
| REGATTA VI FUNDING LTD. | Securitized Asset Fund | Cayman Islands | 1 | $399.7M | $250K |
| REGATTA XII FUNDING LTD. | Securitized Asset Fund | Cayman Islands | 1 | $397.8M | $250K |
| REGATTA VIII FUNDING LTD. | Securitized Asset Fund | Cayman Islands | 1 | $395.1M | $250K |
| REGATTA VII FUNDING LTD. | Securitized Asset Fund | Cayman Islands | 1 | $386.6M | $250K |
| REGATTA IX FUNDING LTD. | Securitized Asset Fund | Cayman Islands | 1 | $319.4M | $250K |


## Fund service providers (1)

- administrator: U.S. BANK NATIONAL ASSOCIATION — 8 funds

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/226518/brochure
- Similar advisers: https://search.stillhousedata.com/firm/226518/similar
- Related entities: https://search.stillhousedata.com/firm/226518/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/226518

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.