# RAM ACTIVE INVESTMENTS S.A.

RAM ACTIVE INVESTMENTS S.A. of GENEVA is an SEC-registered investment adviser.

## Registration

- CRD: 226589
- Type: SEC-registered investment adviser
- SEC file number: 801-106801
- Location: RUE DU RHONE  8, GENEVA, CH-1204
- Phone: +41 58 726 8700
- Latest filing: 2026-03-31
- Regulatory AUM: $2.4B
- Discretionary AUM: $2.4B
- Clients: 29
- Accounts: 13

## Business model

- Compensation: % of AUM, Performance
- Clients served: Pooled vehicles, Investment cos

## Officers, owners & control persons (40)

_Showing 25 of 40 people._

| Name | Role | Location |
| --- | --- | --- |
| [Alexandra Virginia Young](https://search.stillhousedata.com/person/672308) | DIRECTOR | — |
| [Laurent Joseph Francois Lienard](https://search.stillhousedata.com/person/684643) | CHIEF COMPLIANCE OFFICER, HEAD OF LEGAL | — |
| [Emmanuel Michael Hauptmann](https://search.stillhousedata.com/person/684644) | EXECUTIVE OFFICER, DIRECTOR; SHAREHOLDER | — |
| [Andrea Maralla](https://search.stillhousedata.com/person/684645) | DIRECTOR | — |
| [Frank Goasguen](https://search.stillhousedata.com/person/684646) | CHIEF EXECUTIVE OFFICER, DIRECTOR | — |
| [Cristiano Paulo Cardoso](https://search.stillhousedata.com/person/684647) | EXECUTIVE OFFICER | — |
| [Norma Ligia Torres Fentanes](https://search.stillhousedata.com/person/684648) | DIRECTOR | — |
| [Sebastien Philippe Marc Billot](https://search.stillhousedata.com/person/684649) | DIRECTOR | — |
| [FROGG JAN ERIK](https://search.stillhousedata.com/person/755975) | DIRECTOR | — |
| [GOASGUEN FRANK](https://search.stillhousedata.com/person/774793) | CHIEF EXECUTIVE OFFICER, DIRECTOR; DIRECTOR | — |
| [BROCH MICHEL STANISLAS](https://search.stillhousedata.com/person/775881) | DIRECTOR | — |
| [REYL FRANCOIS NMN](https://search.stillhousedata.com/person/815115) | SHAREHOLDER | — |
| [LIENARD LAURENT](https://search.stillhousedata.com/person/817209) | CHIEF COMPLIANCE OFFICER, HEAD OF LEGAL | — |
| [BOTTI MAXIME](https://search.stillhousedata.com/person/817210) | EXECUTIVE OFFICER; EXECUTIVE OFFICER, DIRECTOR; SHAREHOLDER | — |
| [HAUPTMANN EMMANUEL MICHAEL](https://search.stillhousedata.com/person/817211) | EXECUTIVE OFFICER; EXECUTIVE OFFICER, DIRECTOR; OWNER (+1 more) | — |
| [FRINGHIAN CHRISTIAN](https://search.stillhousedata.com/person/817212) | DIRECTOR | — |
| [KRUL HERMAN](https://search.stillhousedata.com/person/817213) | DIRECTOR | — |
| [VAN DER WORM WILLEM](https://search.stillhousedata.com/person/817214) | DIRECTOR | — |
| [LORENZONI PAUL-FRANCOIS](https://search.stillhousedata.com/person/817215) | DIRECTOR | — |
| [ZITO ROBERTO](https://search.stillhousedata.com/person/817216) | EXECUTIVE OFFICER | — |
| [POURCELOT PIERRE-OLIVIER FRANOIS ANDR](https://search.stillhousedata.com/person/817217) | EXECUTIVE OFFICER | — |
| [DE SAINT-SEINE THOMAS BENIGNE](https://search.stillhousedata.com/person/817218) | CHIEF EXECUTIVE OFFICER, DIRECTOR; SHAREHOLDER | — |
| [TORRES FENTANES NORMA LIGIA](https://search.stillhousedata.com/person/825885) | DIRECTOR | — |
| [LIENARD LAURENT JOSEPH FRANCOIS](https://search.stillhousedata.com/person/826918) | CHIEF COMPLIANCE OFFICER, HEAD OF LEGAL | — |
| [FRINGHIAN CHRISTIAN RICHARD ACHOD](https://search.stillhousedata.com/person/826919) | DIRECTOR | — |


## Disclosures (14)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2021-05-03 | regulatory | SHORTCOMINGS IN TRANSPARENCY AND FAIRNESS IN CUSTOMER RELATIONS AND INCORRECT APPLICATION OF COMMISSIONS. THE SHORTCOMINGS HAVE BEEN REMEDIED. | Final | $3.1M |
| 2019-12-17 | regulatory | WEAKNESS IN THE AML CUSTOMER DUE DILIGENCE AND SUSPICIOUS ACTIVITY REPORTING PROCESSES. THE SHORTCOMINGS HAVE BEEN REMEDIED. | Final | $1.4M |
| 2017-02-17 | regulatory | ALLEGED BREACH OF RULES ON DISCLOSURE OBLIGATION TO THE MARKET IN RELATION TO A TRANSACTION REGARDING AN ITALIAN LISTED COMPANY ACTIVE IN THE TMT SECTOR. | Final | $87K |
| 2015-12-16 | regulatory | ALLEGED BREACH OF DISCLOSURE OF NET SHORT POSITIONS ON THE SHARES OF AN ITALIAN LISTED COMPANIES ACTIVE IN THE TMT SECTOR | Final | — |
| 2014-11-17 | regulatory | CONSOB ALLEGED MISSING OR DELAYED ENTRIES IN THREE REGISTERS HELD FOR MARKET ABUSE PURPOSES IN RELATION TO THREE BOOK BUILDING TRANSACTIONS OCCURRED IN 2013 AND 2014 | Final | $17K |
| 2003-03-12 | civil | ON DECEMBER 18, 2002, THE ITALIAN STOCK MARKET REGULATOR ("CONSOB") RULED THAT MEDIOBANCA ACTED IN CONCERT WITH OTHER COMPANIES DURING THEIR COMBINED PURCHASE OF MORE THAN 30% OF THE SHARE CAPITAL OF LA FONDIARIA ASSICURAZIONI S.P.A. ("FONDIARIA", NOW UNIPOLSAI ASSICURAZIONI S.P.A. ("UNIPOLSAI") IN… | Final | — |
| 2003-03-12 | civil | ON DECEMBER 18, 2002, THE ITALIAN STOCK MARKET REGULATOR ("CONSOB"), RULED THAT MEDIOBANCA ACTED IN CONCERT WITH OTHER COMPANIES DURING THEIR COMBINED PURCHASE OF MORE THAN 30% OF THE SHARE CAPITAL OF LA FONDIARIA ASSICURAZIONI S.P.A. ("FONDIARIA", NOW UNIPOLSAI ASSICURAZIONI S.P.A. ("UNIPOLSAI") IN… | Final | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/226589/brochure
- Similar advisers: https://search.stillhousedata.com/firm/226589/similar
- Related entities: https://search.stillhousedata.com/firm/226589/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/226589

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.