# CANTERBURY CONSULTING INCORPORATED

CANTERBURY CONSULTING INCORPORATED of NEWPORT BEACH, CA is an SEC-registered investment adviser.

## Registration

- CRD: 22875
- Type: SEC-registered investment adviser
- SEC file number: 801-34756
- Location: 610 NEWPORT CENTER DRIVE, SUITE 500, NEWPORT BEACH, CA, 92660-6404
- Phone: 949-721-9580
- Latest filing: 2026-05-04
- Regulatory AUM: $45.9B
- Discretionary AUM: $4.1B
- Non-discretionary AUM: $41.7B
- Clients: 64
- Accounts: 4,293

## Business model

- Compensation: % of AUM, Fixed, Performance
- Clients served: High net worth, Pooled vehicles, Pensions, Charities, Investment cos

## Officers, owners & control persons (49)

_Showing 25 of 49 people._

| Name | Role | Location |
| --- | --- | --- |
| Debashis Chowdhury | PRESIDENT | Newport Beach, CA |
| Jason Eric Levey | CHIEF EXECUTIVE OFFICER; DIRECTOR | Newport Beach, CA |
| Alex Kim | AVP/ MANAGER OF ANALYTICS | Long Island City, NY |
| ALEX S KIM | AVP/ MANAGER OF ANALYTICS | ROCKVILLE, MD |
| Donald Robinson Cluck | CHAIRMAN; FOUNDING DIRECTOR | — |
| Michael Scott Laven | CHAIRMAN; CHIEF EXECUTIVE OFFICER | — |
| Jerry Dale Iii Montgomery | MANAGING DIRECTOR | — |
| Poorvi Rajen Parekh | CHIEF COMPLIANCE OFFICER (CCO); VP/ DIRECTOR OF MANAGER SEARCH | — |
| Nolan C Wood | MANAGING DIRECTOR | — |
| Poorvi Rajen Parekh | DIRECTOR OF OUTSOURCED INVESTMENTS/CHIEF COMPLIANCE OFFICER (CCO) | — |
| WOOD PETER C | CONSULTANT; MANAGING DIRECTOR; VICE PRESIDENT (+1 more) | — |
| FLINT GARTH KEVIN | MANAGING DIRECTOR | — |
| CLUCK DONALD ROBINSON | CEO/PRESIDENT; CHAIRMAN; CHAIRMAN/PRESIDENT (+1 more) | — |
| KRUEGER KENNETH PETER | CHIEF COMPLIANCE OFFICER; FINOP; AMLCO; DIRECTOR; MANAGING DIRECTOR (+2 more) | — |
| BERWANGER ADELE HUGHES | CHAIRMAN; MANAGING DIRECTOR; SR. VP | — |
| LAVEN MICHAEL SCOTT | CHIEF EXECUTIVE OFFICER; MANAGING DIRECTOR; SENIOR VICE  PRESIDENT | — |
| BRUCE RICHARD DUANE | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER/CORPORATE SECRETARY; CHIEF FINANCIAL OFFICER/CORPORATE SECRETARY/CHIEF COMPLIANCE OFFICER | — |
| MONTGOMERY JERRY DALE III | MANAGING DIRECTOR; SENIOR VICE PRESIDENT | — |
| PEDERSON JANELLE | ASSISTANT VICE PRESIDENT; CORPORATE SECRETARY; DIRECTOR OF HUMAN RESOURCES AND ADMINSTRATION (+2 more) | — |
| YERKES LEONARD A III | MANAGING DIRECTOR; SENIOR VICE PRESIDENT | — |
| CHAPMAN MARIA SUZANNE | ASSISTANT VICE PRESIDENT | — |
| HONG FU-TING | CHIEF COMPLIANCE OFFICER (CCO) | — |
| CHOWDHURY DEBASHIS | MANAGING DIRECTOR; PRESIDENT; VICE PRESIDENT/CONSULTANT | — |
| FETTIG MATTHEW THOMAS | DIRECTOR OF MANAGER RESEARCH; SENIOR RESEARCH ANALYST | — |
| GRATTEAU AMY MICHELLE | DIRECTOR OF MARKETING; SENIOR MARKETING ASSOCIATE; VICE PRESIDENT; MARKETING | — |


## Disclosures (10)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2017-10-26 | regulatory | CANTERBURY WAS NAMED IN AN ADMINISTRATIVE PROCEEDING BY THE SEC ALLEGING THAT FROM JANUARY 2013 THROUGH NOVEMBER 2014, CANTERBURY DID NOT PROVIDE SUFFICIENT SUPERVISION OF A FORMER MINORITY OWNER INVOLVING PREFERENTIAL TRADE ALLOCATIONS AND DID NOT ADOPT AND IMPLEMENT SPECIFIC WRITTEN POLICIES AND P… | Final | $100K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/22875/brochure
- Similar advisers: https://search.stillhousedata.com/firm/22875/similar
- Related entities: https://search.stillhousedata.com/firm/22875/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/22875

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.