# RAFFERTY CAPITAL MARKETS, LLC

RAFFERTY CAPITAL MARKETS, LLC of WHITE PLAINS, NY is an SEC-registered investment adviser.

## Registration

- CRD: 23682
- Type: SEC-registered investment adviser
- SEC file number: 801-58216
- Location: 1311 MAMARONECK AVENUE, WHITE PLAINS, NY, 10605
- Phone: 914-614-6330
- Latest filing: 2003-03-24
- Regulatory AUM: $13.0M
- Non-discretionary AUM: $13.0M
- Clients: 11
- Accounts: 160

## Officers, owners & control persons (5)

| Name | Role | Location |
| --- | --- | --- |
| [SPRAGUE STEPHEN PACKARD](https://search.stillhousedata.com/person/737656) | CFO, TREASURER,& SECRETARY | — |
| [RAFFERTY MICHAEL LAWRENCE](https://search.stillhousedata.com/person/737659) | MEMBER | — |
| [RAFFERTY LAWRENCE COLIN](https://search.stillhousedata.com/person/737660) | MEMBER | — |
| [RAFFERTY KATHLEEN MARY](https://search.stillhousedata.com/person/755051) | MEMBER | — |
| [MULROONEY THOMAS ALOYSIUS](https://search.stillhousedata.com/person/782460) | PRESIDENT | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/23682/brochure
- Similar advisers: https://search.stillhousedata.com/firm/23682/similar
- Related entities: https://search.stillhousedata.com/firm/23682/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/23682

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.