# OFG FINANCIAL SERVICES, INC.

OFG FINANCIAL SERVICES, INC. of TOPEKA, KS is an SEC-registered investment adviser.

## Registration

- CRD: 23940
- Type: SEC-registered investment adviser
- SEC file number: 801-127727
- Location: 120 SE 6TH AVENUE, TOWNSITE PLAZA #2, SUITE 105, TOPEKA, KS, 66603-3515
- Phone: 785-233-4071
- Latest filing: 2026-03-26
- Regulatory AUM: $271.0M
- Non-discretionary AUM: $271.0M
- Clients: 30
- Accounts: 850

## Business model

- Compensation: % of AUM, Hourly, Fixed, Other
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities

## Officers, owners & control persons (6)

| Name | Role | Location |
| --- | --- | --- |
| [James Kenneth Ogdon](https://search.stillhousedata.com/person/689028) | PRESIDENT & DIRECTOR | — |
| [Todd Matthew Payne](https://search.stillhousedata.com/person/689029) | SECRETARY-TREASURER, DIRECTOR & CCO | — |
| [Tyler John Mcmaster](https://search.stillhousedata.com/person/689030) | SENIOR VICE PRESIDENT | — |
| [OGDON JAMES KENNETH](https://search.stillhousedata.com/person/875658) | PRESIDENT & DIRECTOR | — |
| [PAYNE TODD MATTHEW](https://search.stillhousedata.com/person/875659) | SECRETARY-TREASURER, DIRECTOR & CCO | — |
| [MCMASTER TYLER JOHN](https://search.stillhousedata.com/person/875660) | SENIOR VICE PRESIDENT | — |


## Disclosures (3)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2022-12-14 | regulatory | IN A FINRA EXAMINATION ORIGINATING FROM OFG'S BROKER-DEALER'S SELF-REPORT TO FINRA REGARDING A REGISTERED REPRESENTATIVE FAILING TO DISCLOSE OUTSIDE BUSINESS ACTIVITIES AND LOANS OBTAINED FROM FIRM CUSTOMERS, FINRA MADE A DETERMINATION THAT OFG'S BROKER-DEALER'S E-MAIL SUPERVISORY PROCEDURES WERE IN… | Final | $45K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/23940/brochure
- Similar advisers: https://search.stillhousedata.com/firm/23940/similar
- Related entities: https://search.stillhousedata.com/firm/23940/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/23940

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.