# CITICORP INVESTMENT SERVICES

CITICORP INVESTMENT SERVICES of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 23988
- Type: SEC-registered investment adviser
- SEC file number: 801-60996
- Location: 153 EAST 53RD STREET 22ND FLOOR, NEW YORK, NY, 10043
- Phone: 718-248-3763
- Latest filing: 2007-03-30
- Regulatory AUM: $1.8B
- Discretionary AUM: $1.5B
- Non-discretionary AUM: $236.9M
- Clients: 6,000
- Accounts: 6,895

## Officers, owners & control persons (19)

| Name | Role | Location |
| --- | --- | --- |
| KILKENNY ROBERTA MERCEDES | TREASURER | — |
| WOLFSON BARBARA | DIRECTOR OF CIS BOARD - DIRECTOR OF OPERATIONS | — |
| MALLETT JOHN CARLTON | CHIEF FINANCIAL OFFICER | — |
| ANGIONE DOMINICK JOHN JR | SROP | — |
| TUBMAN JOHN THOMAS | CHIEF COMPLIANCE OFFICER; INVESTMENT ADVISOR COMPLIANCE OFFICER | — |
| BAUMGARTNER JOHN | GENERAL COUNSEL | — |
| HINMAN DAVID J | PRESIDENT AND CHAIRMAN | — |
| HENRYNICOLL CAROL ANNETTE | CROP | — |
| MAGUIRE WILLIAM JOHN JR | PRESIDENT - CHAIRMAN OF THE BOARD | — |
| FRIEDBERG STEVEN ELIOT | DIRECTOR OF CIS BOARD | — |
| FEDELE ANTHONY LAWRENCE | CHIEF OPERATIONS OFFICER | — |
| MCCARGO KEENLYA EVETTE | CROP | — |
| MARCUSMAURA MARCUSMAURA | DIRECTOR OF CIS BOARD | — |
| DURMER CHRISTINE | CHIEF COMPLIANCE DIRECTOR; CHIEF COMPLIANCE OFFICER; CORPORATE COMPLIANCE DIRECTOR | — |
| MUNIN EDWARD JOSEPH | NATIONAL SALES DIRECTOR | — |
| SARWAR MALIK SAEED | PRESIDENT; PRESIDENT AND CHARIMAN | — |
| DANIELS DONNA ROSS | GENERAL COUNSEL | — |
| WATSON EDWARD GRANT | DIRECTOR OF CIS BOARD | — |
| SCHROEDER SCOTT ELLIOT | CORPORATE COMPLIANCE DIRECTOR | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/23988/brochure
- Similar advisers: https://search.stillhousedata.com/firm/23988/similar
- Related entities: https://search.stillhousedata.com/firm/23988/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/23988

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.