# C.E. UNTERBERG, TOWBIN LLC

C.E. UNTERBERG, TOWBIN LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 24790
- Type: SEC-registered investment adviser
- SEC file number: 801-57121
- Location: 350 MADISON AVENUE, NEW YORK, NY, 10017
- Phone: 212-389-8000
- Latest filing: 2009-09-30
- Regulatory AUM: $16.0M
- Discretionary AUM: $12.0M
- Non-discretionary AUM: $4.0M
- Clients: 1
- Accounts: 18

## Officers, owners & control persons (81)

_Showing 25 of 81 people._

| Name | Role | Location |
| --- | --- | --- |
| [MURPHY SUZANNE ELIZABETH](https://search.stillhousedata.com/person/729871) | PRESIDENT | — |
| [ABRAMS BRUCE ROBERT](https://search.stillhousedata.com/person/733069) | DIRECTOR OF COMPLIANCE | — |
| [BERLIN JORDAN STUART](https://search.stillhousedata.com/person/734151) | PRESIDENT | — |
| [THOMPSON ROBERT LEWIS](https://search.stillhousedata.com/person/741346) | CHIEF FINANCIAL OFFICER; PRESIDENT | — |
| [BARRETT HERBERT MICHAEL](https://search.stillhousedata.com/person/742982) | CFO; CHIEF FINANCIAL OFFICER; FINANCIAL AND OPERATIONS PRINCIPAL | — |
| [SUTHERLAND HOWARD RAMSEY](https://search.stillhousedata.com/person/743634) | CHIEF LEGAL OFFICER | — |
| [NOVAK STEVEN PAUL](https://search.stillhousedata.com/person/756670) | PRESIDENT | — |
| [KONVISER ESTELLE ELLEN](https://search.stillhousedata.com/person/756671) | PRESIDENT | — |
| [LAVITT MEL STUART](https://search.stillhousedata.com/person/759925) | PRESIDENT; VICE CHAIRMAN; VICE CHAIRMAN, EXECUTIVE COMMITTEE MEMBER | — |
| [ARNO ANDREW](https://search.stillhousedata.com/person/759926) | CHAIRMAN; CO-CHIEF EXECUTIVE OFFICER; CO-CHIEF EXECUTIVE OFFICER, EXECUTIVE COMMITTEE MEMBER (+3 more) | — |
| [RABINOWITZ LEWIS](https://search.stillhousedata.com/person/759927) | MUNI PRINCIPAL; SROP | — |
| [MOSKOWITZ JEFFREY CRAIG](https://search.stillhousedata.com/person/759928) | HEAD OF SALES & TRADING; PRESIDENT | — |
| [SATLOFF JAMES E](https://search.stillhousedata.com/person/759929) | CEO & PRESIDENT | — |
| [UNTERBERG THOMAS ISRAEL](https://search.stillhousedata.com/person/767010) | CHAIRMAN; CHAIRMAN, & CEO, EXECUTIVE  COMMITTEE MEMBER; CHAIRMAN, & CEO,  PRESIDENT,EXECUTIVE COMMITTEE MEMBER (+7 more) | — |
| [SULFARO MICHAEL CARL](https://search.stillhousedata.com/person/767011) | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER & CROP; DIRECTOR OF COMPLIANCE (+1 more) | — |
| [ADLER STEPHEN JOSEPH](https://search.stillhousedata.com/person/767012) | PRESIDENT; SROP | — |
| [REDA JOSEPH](https://search.stillhousedata.com/person/767013) | HEAD OF INSTITUTIONAL SALES | — |
| [BERGER ANDREW LEON](https://search.stillhousedata.com/person/767303) | SENIOR MANAGING DIRECTOR, EXECUTIVE COMMITTEE MEMBER | — |
| [MOLLOY SEAN](https://search.stillhousedata.com/person/769260) | VICE PRESIDENT; VICE PRESIDENT & SROP | — |
| [MATLUCK ROBERT MICHAEL](https://search.stillhousedata.com/person/769261) | CHIEF OPERATING OFFICER; CHIEF OPERATIONG OFFICER; CO-CHIEF EXECUTIVE OFFICER (+3 more) | — |
| [MCILREE JAMES PATRICK](https://search.stillhousedata.com/person/769262) | DIRECTOR OF RESEARCH | — |
| [HORVATH JEFFREY STEPHEN](https://search.stillhousedata.com/person/776505) | HEAD OF INSTITUTIONAL SALES | — |
| [STERN STANLEY B](https://search.stillhousedata.com/person/780818) | EXECUTIVE MEMBER; PRESIDENT | — |
| [BERNSTEIN ALEXANDER PAUL](https://search.stillhousedata.com/person/781417) | PRESIDENT | — |
| [BLUM ANDREW MAXIMILLIAN](https://search.stillhousedata.com/person/781418) | PRESIDENT | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/24790/brochure
- Similar advisers: https://search.stillhousedata.com/firm/24790/similar
- Related entities: https://search.stillhousedata.com/firm/24790/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/24790

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.