# B RILEY WEALTH MANAGEMENT, INC.

B RILEY WEALTH MANAGEMENT, INC. of MEMPHIS, TN is an SEC-registered investment adviser.

## Registration

- CRD: 2543
- Type: SEC-registered investment adviser
- SEC file number: 801-67275
- Location: 40 S. MAIN ST., SUITE 1800, MEMPHIS, TN, 38103
- Phone: 901-251-1330
- Latest filing: 2022-03-31
- Regulatory AUM: $4.1B
- Discretionary AUM: $3.2B
- Non-discretionary AUM: $928.4M
- Clients: 250
- Accounts: 9,621

## Officers, owners & control persons (23)

| Name | Role | Location |
| --- | --- | --- |
| CAMPBELL MICHAEL JOHN | SENIOR ADVISOR AND BOD MEMBER | — |
| CLINE JERRY LEE | PRESIDENT OF CSA DIVISION | — |
| WUNDERLICH GARY KENT JR | DIRECTOR/CEO; SHAREHOLDER - COMMON STOCK | — |
| ZANONE PHILIP RICHARD JR | CHIEF OPERATING OFFICER; DIRECTOR/CEO; DIRECTOR/PRESIDENT | — |
| HAYS JAMES WALKER | DIRECTOR | — |
| GAIA MARTIN | DIRECTOR | — |
| BONNEMA STEPHEN JOSEPH | CHIEF ADMINISTRATIVE OFFICER; CHIEF FINANCIAL OFFICER; CHIEF OPERATING OFFICER & DIRECTOR | — |
| WISWALL TRACY LEIGHTON | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER - B/D ONLY | — |
| RITCHESON DONALD ALLEN | CHIEF FINANCIAL OFFICER AND DIRECTOR | — |
| CORNE ROBERT JEFFERY | CHIEF FINANCIAL OFFICER | — |
| RITT JAMES TIMOTHY | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | — |
| HODGES STACY MALINDA | CHIEF FINANCIAL OFFICER | — |
| YDSTEB ALFRED | OWNER | — |
| NICKS BRENT PATRICK | CHIEF COMPLIANCE OFFICER ADVISORY SERVICES | — |
| CONACHER LIONEL FINDLAY | BOARD OF DIRECTOR | — |
| WEBB DAVID LAWRENCE | CHIEF COMPLIANCE OFFICER- IA; CHIEF COMPLIANCE OFFICER- IA ONLY | — |
| CLAIBOURNE DAVID CHARLES | CHIEF COMPLIANCE OFFICER OF CSA DIVISION | — |
| WOODWARD WILLIAM DAVID | CHIEF COMPLIANCE OFFICER | — |
| MARKUNAS MICHAEL | CHIEF COMPLIANCE OFFICER | — |
| HUGHES NOLAN BLAKE | CHIEF COMPLIANCE OFFICER ADVISORY SERVICES | — |
| SWAIN MARY ANN NELL | CHIEF FINANCIAL OFFICER | — |
| PALUGI CANDY JOHNSON | CHIEF COMPLIANCE OFFICER - INVESTMENT ADVISORY SERVICES | — |
| HASTINGS CHARLES PETER | CHIEF EXECUTIVE OFFICER; PRESIDENT | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/2543/brochure
- Similar advisers: https://search.stillhousedata.com/firm/2543/similar
- Related entities: https://search.stillhousedata.com/firm/2543/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/2543

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.