# ROSS, SINCLAIRE & ASSOCIATES, LLC

ROSS, SINCLAIRE & ASSOCIATES, LLC of CINCINNATI, OH is an SEC-registered investment adviser.

## Registration

- CRD: 25440
- Type: SEC-registered investment adviser
- SEC file number: 801-78513
- Location: 700 WALNUT STREET, STE 600, CINCINNATI, OH, 45202-2027
- Phone: 513-381-3939
- Latest filing: 2021-03-31
- Regulatory AUM: $353.6M
- Discretionary AUM: $353.6M
- Clients: 7
- Accounts: 808

## Officers, owners & control persons (12)

| Name | Role | Location |
| --- | --- | --- |
| WILLIAMS CLINTON SR | EXECUTIVE OFFICER | — |
| KENNEDY BEVERLY ANN | ROP/ VICE PRESIDENT | — |
| NURICK BRIAN GREGORY | MANAGER; SHAREHOLDER | — |
| OVERBECK FRED THOMAS | MANAGER; SHAREHOLDER | — |
| SHARP SHARON ANN | FNOP | — |
| SINCLAIRE MURRAY JR | GENERAL PARTNER; MANAGER/CEO; SHAREHOLDER, PRESIDENT/CEO COMPLIANCE OFFICER | — |
| TAUL LARRY NELSON JR | MANAGER; SHAREHOLDER | — |
| ARMSTRONG ANDY JOHN | CHIEF COMPLIANCE OFFICER | — |
| BADEN PETER PAUL | CHIEF INVESTMENT OFFICER | — |
| SPISAK KARL A MR | FNOP | — |
| WARNING ANDREW S | CHIEF COMPLIANCE OFFICER | — |
| SINCLAIRE MURRAY | OWNER/FOUNDER/CCO | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/25440/brochure
- Similar advisers: https://search.stillhousedata.com/firm/25440/similar
- Related entities: https://search.stillhousedata.com/firm/25440/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/25440

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.