# HARBOR FINANCIAL SERVICES, LLC

HARBOR FINANCIAL SERVICES, LLC of MOBILE, AL is an SEC-registered investment adviser.

## Registration

- CRD: 25700
- Type: SEC-registered investment adviser
- SEC file number: 801-65811
- Location: RSA BATTLEHOUSE TOWER, 11 NORTH WATER STREET, STE 21290, MOBILE, AL, 36602
- Phone: 251-650-0840
- Latest filing: 2021-08-02
- Regulatory AUM: $620.9M
- Discretionary AUM: $324.7M
- Non-discretionary AUM: $296.1M
- Clients: 106
- Accounts: 2,434

## Officers, owners & control persons (15)

| Name | Role | Location |
| --- | --- | --- |
| BROWN EDWARD TRIGG JR | TRUSTEE FOR PAUL E. BROWN IRREVOCABLE TRUST (BROWN CORP. SHAREHOLDER); TRUSTEE FOR PAUL E. BROWN JR. IRREVOCABLE TRUST (BROWN CORP. SHAREHOLDER) | — |
| BROWN PAUL EUGENE SR | SOLE SHAREHOLDER OF BROWN CORPORATION; SOLE SHAREHOLDER OF DARAI CORPORATION; SOLE SHAREHOLDER OF PEBCO CORPORATION (+2 more) | — |
| WHITEHEAD MARC SCOTT | MANAGING MEMBER, CEO; MANAGING MEMBER, CEO, CCO; MANAGING MEMBER, CHIEF COMPLIANCE OFFICER, CROP (+7 more) | — |
| LAVENDER STACEY LYNN | CHIEF COMPLIANCE OFFICER, SROP, MSRB PRINCIPAL; CHIEF COMPLIANCE OFFICER, SROP, MSRB PRINCIPAL, FINOP, CFO | — |
| COSTARIDES CHRISTINA ZOE | FINOP; FINOP, CFO | — |
| HOPKINS SIMON JOHN | FINOP | — |
| JORDAN MICHAEL H | FINOP | — |
| BURKE OZMUS SIGLER III | CHEIF COMPLIANCE OFFICER, FINOP, MEMBER | — |
| ZACHA JILL MARIE | CCO - ADVISORY | — |
| LURSEN MATTHEW ALLAN | CFO, FINOP | — |
| COLEMAN JOHN NATHANIEL | CHIEF OPERATIONS OFFICER; COO, CCO | — |
| FAYARD HANNON ELON JR | CHIEF COMPLIANCE OFFICER, MUNICIPAL PRINCIPAL | — |
| RECKAMP JILL ANNE | FINOP | — |
| LAVENDER-MAYES STACEY LYNN | CCO - BROKER DEALER | — |
| BEAMAN TERRESA LOUISE | CCO | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/25700/brochure
- Similar advisers: https://search.stillhousedata.com/firm/25700/similar
- Related entities: https://search.stillhousedata.com/firm/25700/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/25700

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.