# HAPOALIM SECURITIES USA, INC.

HAPOALIM SECURITIES USA, INC. of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 266
- Type: SEC-registered investment adviser
- SEC file number: 801-70874
- Location: ONE BATTERY PARK PLAZA, NEW YORK, NY, 10004
- Phone: 212-898-6238
- Latest filing: 2010-04-30
- Regulatory AUM: $25.0M
- Discretionary AUM: $25.0M
- Clients: 6
- Accounts: 1

## Officers, owners & control persons (24)

| Name | Role | Location |
| --- | --- | --- |
| [RABINOWITZ MICHAEL](https://search.stillhousedata.com/person/728558) | SENIOR VICE PRESIDENT | — |
| [ORAZIO JAMES PAUL](https://search.stillhousedata.com/person/728559) | VICE PRESIDENT/SROP | — |
| [SERGIO JOHN PETER](https://search.stillhousedata.com/person/728560) | CHIEF COMPLIANCE OFFICER/CROP | — |
| [BEHRENS WILLIAM PAUL](https://search.stillhousedata.com/person/740037) | CHIEF EXECUTIVE OFFICER | — |
| [KANTOR JOEL BERNARD](https://search.stillhousedata.com/person/746143) | DIRECTOR | — |
| [LAIKIND JEFFREY](https://search.stillhousedata.com/person/782240) | NON-EMPLOYEE DIRECTOR | — |
| [PARAGGIO STEVEN JOHN](https://search.stillhousedata.com/person/787528) | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER/DIRECTOR | — |
| [MURABITO JOHN JAMES](https://search.stillhousedata.com/person/787529) | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER/DIRECTOR; CHIEF OPERATING OFFICER | — |
| [CICIO WILLIAM FRANCIS](https://search.stillhousedata.com/person/787530) | NON-EMPLOYEE DIRECTOR | — |
| [AVIV AMIR](https://search.stillhousedata.com/person/787531) | NON-EMPLOYEE DIRECTOR | — |
| [BRUNSTEIN NIR](https://search.stillhousedata.com/person/787532) | NON-EMPLOYEE DIRECTOR | — |
| [KIRSCHNER IAN MITCHELL](https://search.stillhousedata.com/person/787533) | GENERAL COUNSEL | — |
| [VENEZIA JOHN JOSEPH](https://search.stillhousedata.com/person/787534) | CHIEF COMPLIANCE OFFICER | — |
| [GUTLER RON](https://search.stillhousedata.com/person/787535) | NON-EMPLOYEE DIRECTOR | — |
| [SOLOMON STEPHEN DEREK](https://search.stillhousedata.com/person/801745) | DIRECTOR; VICE CHAIRMAN OF THE BOARD | — |
| [HERMAN HUGH SIDNEY](https://search.stillhousedata.com/person/801746) | DIRECTOR; CHAIRMAN OF THE BOARD | — |
| [KOSEFF STEPHEN](https://search.stillhousedata.com/person/801747) | DIRECTOR | — |
| [BURDETT JOHN WILLIAM](https://search.stillhousedata.com/person/801748) | DIRECTOR | — |
| [BANDLER LIONEL CURTIS](https://search.stillhousedata.com/person/801749) | EVP | — |
| [MONACO ANTHONY MICHAEL](https://search.stillhousedata.com/person/801750) | CROP/COMPLIANCE DIRECTOR | — |
| [ROSENBLUM SCOTT S](https://search.stillhousedata.com/person/801751) | NON-EMPLOYEE DIRECTOR | — |
| [CRISTOFANO DANIEL JOSEPH](https://search.stillhousedata.com/person/801752) | DIRECTOR; NON EMPLOYEE DIRECTOR; NON-EMPLOYEE DIRECTOR | — |
| [LOCKE EDWARD B](https://search.stillhousedata.com/person/808893) | SECRETARY | — |
| [RAPPAPORT DAVID ROBERT](https://search.stillhousedata.com/person/808894) | GENERAL COUNSEL | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/266/brochure
- Similar advisers: https://search.stillhousedata.com/firm/266/similar
- Related entities: https://search.stillhousedata.com/firm/266/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/266

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.